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WILLIAM MICHAEL STEELE
BILL STEELE
CRD#: 2019042
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 5960 Berkshire Ln Ste 1200
DALLAS, TX 75225
Registration History
199019952000200520102015202020252 FIRMS1997 - 2004 (7 years)2 FIRMS2017 - Present (7 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2004 - 2017 (12 years)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1995 - 1997 (1 year)BAEGON USA SECURITIES INC. (CRD# 13302)1992 - 1995 (2 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1994 - 1995 (<1 year)BINVEST FINANCIAL CORPORATION (CRD# 12984)1990 - 1992 (1 year)BFIDELITY BROKERAGE SERVICES, INC. (CRD# 7784)1990 - 1990 (<1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2006 - 2017 (11 years)
Disclosure(s)
View By:
4/19/2001
Customer Dispute
Award / Judgment
11/10/2000
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 2/27/2023

B
Missouri 3/17/2017

B
Arkansas 11/2/2017

B
New York 7/22/2021

B
California 3/17/2017

B
North Carolina 3/17/2017

B
Colorado 6/12/2023

B
Pennsylvania 3/17/2017

B
Florida 5/6/2022

B
Texas 3/17/2017

B
Georgia 1/24/2020

IA
Texas 3/17/2017

B
Illinois 2/3/2020

B
Utah 4/16/2020

B
Massachusetts 3/21/2017

B
West Virginia 3/19/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5960 Berkshire Ln Ste 1200, DALLAS, TX 75225
Dallas, TX
Registered with this firm since 3/17/2017

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5960 Berkshire Ln Ste 1200, DALLAS, TX 75225
Dallas, TX
Registered with this firm since 3/17/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/31/2006 - 03/21/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) DALLAS, TX
B
10/15/2004 - 03/21/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) DALLAS, TX
IA
07/23/1997 - 10/18/2004 MORGAN STANLEY (CRD#:7556) PLANO, TX
B
07/23/1997 - 10/18/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
11/09/1995 - 07/28/1997 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
B
08/20/1992 - 05/09/1995 AEGON USA SECURITIES INC. (CRD#:13302) CEDAR RAPIDS, IA
B
08/25/1994 - 03/08/1995 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
12/03/1990 - 07/02/1992 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
01/31/1990 - 05/23/1990 FIDELITY BROKERAGE SERVICES, INC. (CRD#:7784) SMITHFIELD, RI
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.