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KEVIN FRANCIS DOUGHERTY
CRD#: 2018740
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 247 MERRICK ROAD
SUITE 101B
LYNBROOK, NY 11563
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2004 (<1 year)2 FIRMS2004 - 2006 (1 year)2 FIRMS2015 - 2018 (2 years)2 FIRMS2018 - Present (6 years)BSIGNATOR FINANCIAL SERVICES, INC. (CRD# 19061)2007 - 2015 (8 years)BIFMG SECURITIES, INC. (CRD# 14416)2006 - 2006 (<1 year)BIFMG SECURITIES, INC. (CRD# 14416)2001 - 2003 (2 years)BDIME SECURITIES, INC. (CRD# 28955)2000 - 2001 (<1 year)BESSEX NATIONAL SECURITIES, INC. (CRD# 25454)1999 - 2000 (<1 year)BEURO BROKERS, A DIVISION OF MA... (CRD# 19801)1997 - 1999 (2 years)IASIGNATOR FINANCIAL SERVICES, INC. (CRD# 19061)2015 - 2015 (<1 year)IASYMETRA INVESTMENT SERVICES, INC. (CRD# 19061)2007 - 2012 (5 years)IAIFMG SECURITIES, INC. (CRD# 14416)2003 - 2003 (<1 year)
License(s)

State Registrations

B
Florida 11/2/2018

B
North Carolina 11/2/2018

B
New Jersey 11/2/2018

B
South Carolina 3/10/2020

B
New Mexico 5/27/2020

B
Texas 11/2/2018

B
New York 11/2/2018

IA
Texas 11/2/2018

IA
New York 4/26/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
247 MERRICK ROAD SUITE 101B, LYNBROOK, NY 11563
Registered with this firm since 11/2/2018

B
OSAIC WEALTH, INC. (CRD#:23131)
247 MERRICK ROAD SUITE 101B, LYNBROOK, NY 11563
Registered with this firm since 11/2/2018

Previous Registration(s)
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IA
12/28/2015 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) LYNBROOK, NY
B
12/28/2015 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) LYNBROOK, NY
IA
12/04/2015 - 12/28/2015 SIGNATOR FINANCIAL SERVICES, INC. (CRD#:19061) LYNBROOK, NY
B
01/18/2007 - 12/28/2015 SIGNATOR FINANCIAL SERVICES, INC. (CRD#:19061) LYNBROOK, NY
IA
04/19/2007 - 12/19/2012 SYMETRA INVESTMENT SERVICES, INC. (CRD#:19061) LYNBROOK, NY
B
02/17/2006 - 12/06/2006 IFMG SECURITIES, INC. (CRD#:14416) EAST MEADOW, NY
IA
09/14/2004 - 02/02/2006 CITICORP INVESTMENT SERVICES (CRD#:23988) NEW YORK, NY
B
09/14/2004 - 02/02/2006 CITICORP INVESTMENT SERVICES (CRD#:23988) NEW YORK, NY
IA
11/05/2003 - 09/22/2004 QUICK & REILLY, INC. (CRD#:11217) FOREST HILLS, NY
B
11/05/2003 - 09/22/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
IA
07/21/2003 - 11/06/2003 IFMG SECURITIES, INC. (CRD#:14416) WEST HEMPSTEAD, NY
B
03/27/2001 - 11/06/2003 IFMG SECURITIES, INC. (CRD#:14416) PURCHASE, NY
B
06/07/2000 - 03/21/2001 DIME SECURITIES, INC. (CRD#:28955) BROOKLYN, NY
B
07/14/1999 - 06/07/2000 ESSEX NATIONAL SECURITIES, INC. (CRD#:25454) NAPA, CA
B
05/15/1997 - 05/19/1999 EURO BROKERS, A DIVISION OF MAXCOR FINANCIAL INC. (CRD#:19801) NEW YORK, NY
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.