Individual Firm
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Stacey Erin Workman
STACEY E CARR
CRD#: 2018690
IA
B
EDWARD JONESCRD#: 250 246 S RIVER AVE SUITE 102
HOLLAND, MI 49423-3253
HOLLAND, MI 49423-3253
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12/1/2015
Financial
Final
State Registrations
B
Alabama 2/8/2021
B
Missouri 1/21/1999
B
Arizona 11/1/2017
B
New Jersey 6/30/2021
B
California 5/17/2016
B
New Mexico 8/29/2023
B
Florida 6/21/2016
B
New York 2/10/2025
B
Georgia 2/6/2017
B
North Carolina 10/5/2017
B
Illinois 4/25/2016
B
Ohio 9/19/2016
B
Indiana 5/4/2016
B
South Carolina 2/20/2020
B
Iowa 6/7/2024
B
Tennessee 10/10/2022
B
Maryland 2/28/2017
B
Texas 2/26/2021
B
Michigan 3/15/2016
IA
Texas 3/3/2021
IA
Michigan 3/15/2016
B
Vermont 1/10/2025
B
Minnesota 11/1/2017
B
Wisconsin 6/21/2021
B
Mississippi 7/21/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 3/15/2016
B
Registered with this firm since 1/12/1999
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/04/2015 - 03/07/2016 | HOLLAND, MI | |
B | 06/19/1996 - 01/06/1997 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.