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Detailed Report
MICHAEL ALVIN STRAHM
CRD#: 2017303
IA
Investment Adviser
B
Broker
CALTON & ASSOCIATES, INC.CRD#: 20999 2701 N. ROCKY POINT DRIVE
SUITE 1000
TAMPA, FL 33607
Registration History
199019952000200520102015202020252 FIRMS2003 - 2008 (4 years)3 FIRMS2008 - 2009 (<1 year)2 FIRMS2010 - 2012 (1 year)2 FIRMS2012 - 2019 (7 years)2 FIRMS2021 - Present (3 years)BSCOTTRADE, INC. (CRD# 8206)2008 - 2008 (<1 year)BDELTA EQUITY SERVICES CORPORATION (CRD# 15650)1999 - 2002 (3 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1994 - 1999 (5 years)BTAMARON INVESTMENTS, INC. (CRD# 14929)1992 - 1994 (2 years)BJ. W. GANT & ASSOCIATES, INC. (CRD# 7963)1990 - 1992 (1 year)BTHE STUART-JAMES COMPANY, INCO... (CRD# 11691)1990 - 1990 (<1 year)IAAMERIVEST INVESTMENT MANAGEMEN... (CRD# 111514)2006 - 2008 (1 year)
Disclosure(s)
View By:
3/30/2012
Employment Separation After Allegations
3/30/2012
Employment Separation After Allegations
License(s)

State Registrations

B
California 8/2/2021
IA
Florida 8/3/2021
B
Florida 8/3/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CALTON & ASSOCIATES, INC. (CRD#:20999)
2701 N. ROCKY POINT DRIVE SUITE 1000, TAMPA, FL 33607
2701 N. ROCKY POINT DRIVE SUITE 1000, TAMPA, FL 33607
Registered with this firm since 8/3/2021
B
CALTON & ASSOCIATES, INC. (CRD#:20999)
2701 N. ROCKY POINT DRIVE SUITE 1000, TAMPA, FL 33607
2701 N ROCKY POINT DRIVE SUITE 1000, TAMPA, FL 33607
Registered with this firm since 8/2/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/17/2012 - 10/29/2019 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) TAMPA, FL
B
 06/20/2012 - 10/29/2019 E*TRADE SECURITIES LLC (CRD#:29106) Tampa, FL
IA
 07/07/2010 - 04/27/2012 STRATEGIC ADVISERS, INC. (CRD#:104555) THE VILLAGES, FL
B
 06/11/2010 - 04/27/2012 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) THE VILLAGES, FL
IA
 10/24/2008 - 03/16/2009 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) CHICAGO, IL
IA
 10/24/2008 - 03/16/2009 TD AMERITRADE, INC. (CRD#:7870) CHICAGO, IL
B
 10/24/2008 - 03/16/2009 TD AMERITRADE, INC. (CRD#:7870) CHICAGO, IL
B
 04/24/2008 - 10/20/2008 SCOTTRADE, INC. (CRD#:8206) PARK RIDGE, IL
IA
 05/17/2006 - 02/21/2008 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) CHICAGO, IL
IA
 10/29/2003 - 02/21/2008 TD AMERITRADE, INC. (CRD#:7870) CHICAGO, IL
B
 10/27/2003 - 02/21/2008 TD AMERITRADE, INC. (CRD#:7870) CHICAGO, IL
B
 10/22/1999 - 12/19/2002 DELTA EQUITY SERVICES CORPORATION (CRD#:15650) BOLTON, MA
B
 08/08/1994 - 10/12/1999 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 06/22/1992 - 07/21/1994 TAMARON INVESTMENTS, INC. (CRD#:14929) ENGLEWOOD, CO
B
 10/29/1990 - 06/25/1992 J. W. GANT & ASSOCIATES, INC. (CRD#:7963)
B
 01/23/1990 - 09/05/1990 THE STUART-JAMES COMPANY, INCORPORATED (CRD#:11691) DENVER, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.