Individual Firm
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DANIEL DAVID WOLF
CRD#: 2015902
IA
B
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 5643 CHEVIOT ROAD STE. #1
CINCINNATI, OH 45247
CINCINNATI, OH 45247
0
Disclosures
35
Years of Experience
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State Registrations
B
Arizona 1/4/2018
B
New York 1/3/2013
B
California 8/14/2008
B
North Carolina 8/15/2008
B
Colorado 8/14/2008
B
Ohio 10/31/1995
B
Florida 1/17/2001
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Ohio 1/2/2002
B
Georgia 2/2/2007
B
Pennsylvania 9/24/2001
B
Indiana 1/9/1997
B
Texas 1/3/2020
B
Kentucky 3/12/1996
B
Virginia 1/10/2025
B
Maryland 10/30/2008
B
Washington 1/26/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Registered with this firm since 1/2/2002
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Registered with this firm since 10/30/1995
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/31/1995 - 10/02/1995 | BRYAN, OH | |
B | 02/03/1994 - 07/31/1995 | APPLETON, WI | |
B | 06/24/1991 - 02/03/1994 | NEWARK, DE | |
B | 01/01/1990 - 05/20/1991 | CINCINNATI, OH |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.