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Barry Marc Sobel
CRD#: 2014407
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 3414 Peachtree Road NE
Suite 550
Atlanta, GA 30326
Registration History
199019952000200520102015202020252 FIRMS2005 - 2016 (11 years)2 FIRMS2016 - Present (8 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1989 - 2005 (15 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2003 - 2005 (2 years)
Disclosure(s)
View By:
9/15/2020
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 9/6/2016

B
New Mexico 9/6/2016

B
Arizona 9/6/2016

B
New York 9/6/2016

B
California 9/6/2016

B
North Carolina 9/6/2016

B
Colorado 9/6/2016

B
Ohio 9/6/2016

B
Connecticut 7/9/2019

B
Oregon 9/6/2016

B
Florida 9/6/2016

B
South Carolina 9/19/2023

B
Georgia 9/6/2016

B
Tennessee 9/6/2016

IA
Georgia 9/6/2016

B
Texas 9/6/2016

B
Hawaii 9/6/2016

IA
Texas 9/22/2016

B
Illinois 9/6/2016

B
Utah 9/6/2016

B
Maryland 9/6/2016

IA
Utah 7/19/2017

B
Nevada 9/6/2016

B
Virginia 9/6/2016

B
New Jersey 9/6/2016

B
Washington 9/6/2016

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
3414 Peachtree Road NE Suite 550, Atlanta, GA 30326
Park City, UT
Registered with this firm since 9/6/2016

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
3414 Peachtree Road NE Suite 550, Atlanta, GA 30326
Park City, UT
Registered with this firm since 9/6/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/08/2005 - 09/06/2016 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) ATLANTA, GA
B
09/07/2005 - 09/06/2016 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) ATLANTA, GA
IA
05/08/2003 - 09/09/2005 A. G. EDWARDS & SONS, INC. (CRD#:4) DULUTH, GA
B
12/20/1989 - 09/09/2005 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.