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SARALA KATTA
SARALA KATEPALLI
CRD#: 2014191
IA
B
VOYA FINANCIAL ADVISORS, INC.CRD#: 2882 11350 RANDOM HILLS RD SUITE 800
FAIRFAX, VA 22030
FAIRFAX, VA 22030
0
Disclosures
34
Years of Experience
View By:
State Registrations
B
Alabama 6/19/2019
B
New Hampshire 1/7/2020
B
Arizona 1/11/2016
B
New Jersey 1/11/2016
B
California 1/11/2016
B
New Mexico 1/5/2021
B
Colorado 1/11/2016
B
New York 1/11/2016
B
Connecticut 6/13/2019
IA
New York 10/12/2022
B
Delaware 12/1/2015
B
North Carolina 1/12/2016
IA
Delaware 5/31/2019
B
Ohio 1/11/2016
B
District of Columbia 12/1/2015
B
Oklahoma 1/7/2020
B
Florida 1/11/2016
B
Oregon 1/11/2016
B
Georgia 6/12/2019
B
Pennsylvania 12/1/2015
B
Idaho 5/1/2023
B
Puerto Rico 7/13/2022
B
Illinois 1/11/2016
B
Rhode Island 7/31/2023
B
Indiana 1/7/2020
B
South Carolina 1/11/2016
B
Iowa 1/3/2022
B
South Dakota 1/11/2016
B
Kansas 1/11/2016
B
Tennessee 1/7/2020
B
Kentucky 12/22/2020
B
Texas 1/11/2016
B
Louisiana 2/16/2021
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Texas 1/11/2016
B
Maine 1/11/2016
B
Utah 1/11/2016
B
Maryland 12/1/2015
B
Vermont 1/7/2020
IA
Maryland 11/22/2024
B
Virgin Islands 9/14/2022
B
Massachusetts 1/11/2016
B
Virginia 12/1/2015
B
Michigan 1/11/2016
IA
Virginia 12/17/2015
B
Minnesota 1/11/2016
B
Washington 1/11/2016
B
Mississippi 8/12/2021
B
West Virginia 1/11/2016
B
Missouri 1/7/2020
B
Wisconsin 1/11/2016
B
Montana 1/11/2016
B
Wyoming 2/16/2021
B
Nevada 10/16/2020
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 12/17/2015
B
Registered with this firm since 12/1/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/08/2010 - 12/02/2015 | ELKRIDGE, MD | |
B | 03/04/2010 - 12/02/2015 | ELKRIDGE, MD | |
IA | 11/02/2009 - 03/02/2010 | BALTIMORE, MD | |
B | 09/18/2009 - 03/02/2010 | BALTIMORE, MD | |
IA | 11/28/2005 - 08/24/2009 | COLUMBIA, MD | |
B | 11/28/2005 - 08/24/2009 | COLUMBIA, MD | |
B | 11/28/2005 - 07/09/2007 | COLUMBIA, MD | |
IA | 02/04/2004 - 12/31/2005 | COLUMBIA, MD | |
B | 05/16/1990 - 12/31/2005 | SOMERSET, NJ |
COLUMBIA, MD
02/04/2004 - 12/31/2005
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.