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VICTORIA JANE MILLER
VICTORIA JANE EVANS
CRD#: 2013559
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 43 BRITISH AMERICAN BLVD
1ST FLOOR
LATHAM, NY 12110
CETERA INVESTMENT SERVICES LLCCRD#: 15340 43 BRITISH AMERICAN BOULEVARD
1ST FLOOR
LATHAM, NY 12110
Registration History
19952000200520102015202020252 FIRMS2021 - Present (3 years)BLPL FINANCIAL LLC (CRD# 6413)2008 - 2021 (12 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2003 - 2008 (5 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2000 - 2003 (2 years)BFIRST UNION SECURITIES, INC. (CRD# 19616)2000 - 2001 (<1 year)BFIRST ALBANY CORPORATION (CRD# 298)1996 - 2000 (3 years)BADVEST, INC. (CRD# 10)1992 - 1996 (4 years)IALPL FINANCIAL LLC (CRD# 6413)2021 - 2021 (<1 year)
License(s)

State Registrations

B
Arizona 4/1/2022

B
New York 9/20/2021

B
California 9/20/2021

IA
New York 9/20/2021

B
Colorado 4/1/2022

B
North Carolina 4/1/2022

B
Connecticut 4/1/2022

B
Oregon 4/1/2022

B
District of Columbia 4/1/2022

B
Pennsylvania 4/1/2022

B
Florida 9/20/2021

B
South Carolina 4/1/2022

B
Georgia 4/1/2022

B
Tennessee 9/20/2021

B
Kentucky 4/1/2022

IA
Tennessee 9/21/2021

B
Maryland 4/1/2022

B
Texas 4/1/2022

B
Massachusetts 4/1/2022

IA
Texas 1/12/2023

B
Minnesota 9/20/2021

B
Vermont 9/20/2021

B
New Hampshire 4/1/2022

B
Virginia 9/20/2021

B
New Jersey 4/1/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
43 BRITISH AMERICAN BLVD 1ST FLOOR, LATHAM, NY 12110
NEW MARKET, TN
Registered with this firm since 9/20/2021

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
43 BRITISH AMERICAN BOULEVARD 1ST FLOOR, LATHAM, NY 12110
NEW MARKET, TN
Registered with this firm since 9/20/2021

Previous Registration(s)
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IA
08/03/2021 - 09/27/2021 LPL FINANCIAL LLC (CRD#:6413) NEW MARKET, TN
B
11/14/2008 - 09/27/2021 LPL FINANCIAL LLC (CRD#:6413) NEW MARKET, TN
B
07/01/2003 - 11/17/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) ALBANY, NY
B
12/01/2000 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
08/05/2000 - 01/05/2001 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
12/03/1996 - 08/05/2000 FIRST ALBANY CORPORATION (CRD#:298) NEW YORK, NY
B
10/29/1992 - 12/11/1996 ADVEST, INC. (CRD#:10) HARTFORD, CT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.