Individual Firm
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MARC CAMBRIDGE HINES
CRD#: 2013482
IA
B
WELLS FARGO ADVISORSCRD#: 19616 999 WATERSIDE DR STE 1800
DOMINION TOWER
NORFOLK, VA 23510
DOMINION TOWER
NORFOLK, VA 23510
View By:
2/28/2005
Customer Dispute
Settled
State Registrations
B
Alabama 8/2/2017
B
New Mexico 9/12/2017
B
Arizona 1/12/2017
B
New York 5/15/2024
B
Arkansas 1/9/2018
B
North Carolina 6/15/2002
B
California 7/27/2016
B
Ohio 9/9/2022
B
Colorado 11/3/2006
B
Pennsylvania 1/23/2015
B
Delaware 11/15/2019
B
South Carolina 7/27/2016
B
District of Columbia 7/28/2016
B
Tennessee 7/26/2016
B
Florida 9/27/2004
B
Texas 7/27/2016
B
Georgia 7/5/2002
IA
Texas 7/27/2016
B
Hawaii 12/23/2016
B
Utah 1/10/2018
B
Iowa 8/15/2023
B
Virginia 6/15/2002
B
Maryland 7/27/2016
IA
Virginia 6/20/2002
B
Massachusetts 11/9/2018
B
West Virginia 10/24/2024
B
Nevada 8/15/2019
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 6/20/2002
B
Registered with this firm since 6/15/2002
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/08/1996 - 06/20/2002 | VIRGINIA BEACH, VA | |
B | 09/29/1995 - 06/15/2002 | CHARLOTTE, NC | |
B | 12/19/1989 - 10/11/1995 | CHARLOTTE, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.