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ELISE RUTH KERN
ELISA RUTH ADLER, ELISA ADLER, ELISE R ADLER, ELISE RUTH ADLER
CRD#: 2013092
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 88 FROEHLICH FARM BLVD
WOODBURY, NY 11797
Registration History
1995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2018 - Present (6 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2011 - Present (14 years)BMORGAN STANLEY SMITH BARNEY (CRD# 149777)2009 - 2011 (1 year)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2009 (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)1991 - 2007 (15 years)
License(s)

State Registrations

B
Alabama 7/7/2020

B
Nevada 4/28/2022

B
Arizona 1/7/2011

B
New Jersey 1/7/2011

B
Arkansas 4/28/2022

IA
New Jersey 11/13/2018

B
California 1/7/2011

B
New Mexico 1/7/2011

B
Colorado 1/7/2011

B
New York 1/7/2011

B
Connecticut 1/7/2011

IA
New York 7/18/2021

B
Delaware 4/28/2022

B
North Carolina 1/7/2011

B
District of Columbia 4/28/2022

B
Pennsylvania 1/7/2011

B
Florida 1/7/2011

B
South Carolina 1/7/2011

B
Georgia 10/15/2015

B
South Dakota 4/28/2022

B
Hawaii 4/28/2022

B
Texas 4/28/2022

B
Illinois 1/7/2011

IA
Texas 5/2/2022

B
Maryland 1/7/2011

B
Utah 4/28/2022

B
Massachusetts 1/7/2011

B
Virginia 1/7/2011

B
Michigan 1/7/2011

B
Washington 1/7/2011

B
Montana 1/6/2016

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
88 FROEHLICH FARM BLVD, WOODBURY, NY 11797
Registered with this firm since 11/13/2018

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
88 FROEHLICH FARM BLVD, WOODBURY, NY 11797
Registered with this firm since 1/7/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/01/2009 - 01/21/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) MELVILLE, NY
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) MELVILLE, NY
B
09/13/1991 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) MELVILLE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.