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Detailed Report
JEFFREY JAMES PASKWIETZ
CRD#: 2012755
IA
Investment Adviser
B
Broker
PLANMEMBER SECURITIES CORPORATIONCRD#: 11869 32302 Camino Capistrano Suite 206
San Juan Capistrano, CA 92675
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2010 (<1 year)2 FIRMS2011 - Present (14 years)BPLANMEMBER SECURITIES CORPORATION (CRD# 11869)1997 - 2009 (12 years)IAPLANMEMBER SECURITIES CORPORATION (CRD# 11869)2001 - 2009 (7 years)
License(s)

State Registrations

B
California 2/17/2011
B
North Carolina 1/27/2022
IA
California 2/17/2011
B
Oregon 9/8/2021
B
Florida 10/29/2020
B
Tennessee 1/27/2022
B
Idaho 7/12/2012
B
Texas 1/13/2021
B
Nevada 10/17/2017
B
Utah 1/2/2014
B
New York 11/4/2021
B
Washington 7/12/2012
IA
New York 11/5/2021
IA
Washington 2/11/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
32302 Camino Capistrano Suite 206, San Juan Capistrano, CA 92675
Laguna Niguel, CA
Registered with this firm since 2/17/2011
B
PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
32302 Camino Capistrano Suite 206, San Juan Capistrano, CA 92675
Laguna Niguel, CA
Registered with this firm since 2/17/2011
Previous Registration(s)
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 12/07/2009 - 07/13/2010 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) SAN MARCOS, CA
B
 12/07/2009 - 07/13/2010 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) SAN MARCOS, CA
IA
 07/31/2001 - 04/21/2009 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) SAN MARCOS, CA
B
 01/03/1997 - 04/21/2009 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) SAN MARCOS, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.