Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
MICHAEL RICHARD JASAN
MIKE JASAN
CRD#: 2011468
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 15320 EDGEWATER CIRCLE NE
PRIOR LAKE, MN 55372-1155
Registration History
199019952000200520102015202020252 FIRMS1990 - 1992 (2 years)2 FIRMS2023 - Present (1 year)BFSC SECURITIES CORPORATION (CRD# 7461)1996 - 2023 (27 years)BFSC SECURITIES CORPORATION (CRD# 7461)1995 - 1996 (<1 year)BAAM SECURITIES, INC. (CRD# 15383)1992 - 1995 (3 years)IAFSC SECURITIES CORPORATION (CRD# 7461)2013 - 2023 (9 years)
License(s)

State Registrations

B
Arizona 11/3/2023
IA
Minnesota 11/3/2023
B
Florida 11/3/2023
B
South Carolina 11/3/2023
B
Minnesota 11/3/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
15320 EDGEWATER CIRCLE NE, PRIOR LAKE, MN 55372-1155
Registered with this firm since 11/3/2023
B
OSAIC WEALTH, INC. (CRD#:23131)
15320 EDGEWATER CIRCLE NE, PRIOR LAKE, MN 55372-1155
Registered with this firm since 11/3/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/19/2013 - 11/03/2023 FSC SECURITIES CORPORATION (CRD#:7461) PRIOR LAKE, MN
B
 03/06/1996 - 11/03/2023 FSC SECURITIES CORPORATION (CRD#:7461) PRIOR LAKE, MN
B
 08/17/1995 - 01/24/1996 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
B
 04/03/1992 - 08/17/1995 AAM SECURITIES, INC. (CRD#:15383)
B
 01/23/1990 - 02/24/1992 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 01/23/1990 - 02/24/1992 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.