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MICHAEL GARY HOFFMAN
MIKE HOFFMAN
CRD#: 2010595
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 2514 Superior Dr NW
Suite A
Rochester, MN 55901
Suite A
Rochester, MN 55901
0
Disclosures
35
Years of Experience
View By:
State Registrations
B
Arizona 9/26/1997
B
Missouri 10/7/2024
B
California 11/17/2016
B
New York 3/27/2023
B
Colorado 9/29/2011
B
North Carolina 7/9/1997
B
Florida 7/16/2014
B
North Dakota 5/18/2022
B
Illinois 8/8/2011
B
Oregon 12/14/2021
B
Iowa 4/12/2021
B
Texas 10/13/2022
B
Kansas 11/7/2000
IA
Texas 10/13/2022
B
Massachusetts 8/3/2022
B
Utah 6/30/2023
B
Minnesota 1/18/1990
B
Virginia 7/15/2005
IA
Minnesota 11/20/2013
B
Wisconsin 4/18/1991
SRO Registrations
B
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IA
Registered with this firm since 11/20/2013
B
Registered with this firm since 12/19/1989
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/03/2006 - 12/31/2011 | Golden Valley, MN | |
B | 12/19/1989 - 07/03/2006 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.