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MICHAEL CHARLES FITZGERALD
CRD#: 2009739
IA
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PNC INVESTMENTSCRD#: 129052 50 MCINTYRE SQUARE DR
PITTSBURGH, PA 15237
PITTSBURGH, PA 15237
0
Disclosures
34
Years of Experience
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State Registrations
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Florida 8/4/2022
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Pennsylvania 2/4/2020
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Illinois 10/27/2020
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Pennsylvania 2/4/2020
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New York 2/26/2020
SRO Registrations
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Registered with this firm since 2/4/2020
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Registered with this firm since 2/4/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/18/2013 - 01/06/2020 | MINNEAPOLIS, MN | |
B | 05/10/2005 - 11/07/2013 | NEW YORK CITY, NY | |
B | 05/06/2003 - 05/09/2005 | WEST CHESTER, PA | |
B | 09/03/1999 - 05/16/2003 | SHELTON, CT | |
B | 05/19/1999 - 08/31/1999 | SPRINGFIELD, MA | |
B | 12/02/1997 - 03/17/1999 | WELLESLEY HILLS, MA | |
B | 07/15/1997 - 11/04/1997 | JERSEY CITY, NJ | |
B | 11/22/1996 - 07/15/1997 | PHOENIX, AZ | |
B | 01/22/1991 - 11/14/1996 | ||
B | 12/05/1989 - 11/14/1996 | PITTSBURGH, PA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.