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FRANK WILLIAM EPINGER
FRANK W EPINGER
CRD#: 2009217
IA
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RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 301 North Lake Avenue
Suite 1150
Pasadena, CA 91101
Suite 1150
Pasadena, CA 91101
0
Disclosures
34
Years of Experience
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State Registrations
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Alabama 12/4/2024
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Nebraska 12/4/2024
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Alaska 12/4/2024
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Nevada 12/9/2024
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Arizona 12/4/2024
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New Hampshire 12/4/2024
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Arkansas 12/4/2024
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New Jersey 12/4/2024
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California 12/4/2024
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New Mexico 12/4/2024
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California 12/4/2024
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New York 12/4/2024
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Colorado 12/4/2024
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North Carolina 12/9/2024
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Connecticut 12/4/2024
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North Dakota 12/4/2024
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Delaware 12/4/2024
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Ohio 12/4/2024
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District of Columbia 12/4/2024
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Oklahoma 12/4/2024
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Florida 12/4/2024
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Oregon 12/4/2024
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Georgia 12/4/2024
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Pennsylvania 12/4/2024
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Hawaii 12/4/2024
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Puerto Rico 12/4/2024
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Idaho 12/4/2024
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Rhode Island 12/4/2024
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Illinois 12/4/2024
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South Carolina 12/4/2024
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Indiana 12/4/2024
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South Dakota 12/4/2024
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Iowa 12/4/2024
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Tennessee 12/4/2024
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Kansas 12/4/2024
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Texas 12/4/2024
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Kentucky 12/4/2024
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Texas 12/4/2024
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Louisiana 12/4/2024
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Utah 12/4/2024
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Maine 12/4/2024
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Vermont 12/4/2024
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Maryland 12/4/2024
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Virgin Islands 12/4/2024
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Massachusetts 12/4/2024
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Virginia 12/4/2024
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Michigan 12/4/2024
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Washington 12/4/2024
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Minnesota 12/4/2024
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West Virginia 12/4/2024
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Mississippi 12/4/2024
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Wisconsin 12/4/2024
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Missouri 12/4/2024
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Wyoming 12/4/2024
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Montana 12/4/2024
SRO Registrations
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Registered with this firm since 12/4/2024
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Registered with this firm since 12/4/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/05/2019 - 12/15/2024 | LOS ANGELES, CA | |
B | 11/06/2019 - 12/15/2024 | LOS ANGELES, CA | |
IA | 03/12/2015 - 11/26/2018 | LOS ANGELES, CA | |
B | 03/11/2015 - 11/26/2018 | LOS ANGELES, CA | |
IA | 05/21/2013 - 02/25/2015 | LOS ANGELES, CA | |
B | 05/21/2013 - 02/25/2015 | LOS ANGELES, CA | |
IA | 06/01/2009 - 05/29/2013 | LOS ANGELES, CA | |
B | 06/01/2009 - 05/29/2013 | LOS ANGELES, CA | |
IA | 10/31/2000 - 06/01/2009 | LOS ANGELES, CA | |
B | 10/20/2000 - 06/01/2009 | LOS ANGELES, CA | |
B | 01/03/1991 - 11/06/2000 | WEEHAWKEN, NJ | |
B | 11/27/1989 - 10/29/1990 | EL SEGUNDO, CA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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