Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ADRIANE BAILEY
ADRIANE E BAILEY, ADRIANE ELAINE BAILEY, ADRIANE E KOCHIS, ADRIANE ELAINE KOCHIS, ADRIANE E PIEL
CRD#: 2008869
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 6025 LEE HWY
STE 326-B
CHATTANOOGA, TN 37421
Registration History
20122014201620182020202220242026IAPRIMERICA ADVISORS (CRD# 10111)2023 - Present (1 year)BPFS INVESTMENTS INC. (CRD# 10111)2022 - Present (2 years)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2019 - 2020 (1 year)BFARMERS FINANCIAL SOLUTIONS, LLC (CRD# 103863)2015 - 2018 (3 years)BNYLIFE SECURITIES LLC (CRD# 5167)2014 - 2014 (<1 year)BMML INVESTORS SERVICES, LLC (CRD# 10409)2012 - 2012 (<1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2011 - 2012 (<1 year)BAXA ADVISORS, LLC (CRD# 6627)2011 - 2011 (<1 year)IAPRIMERICA ADVISORS (CRD# 10111)2022 - 2023 (<1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2020 - 2020 (<1 year)
License(s)

State Registrations

B
Tennessee 11/7/2022
IA
Tennessee 4/24/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
6025 LEE HWY STE 326-B, CHATTANOOGA, TN 37421
Registered with this firm since 4/24/2023
B
PFS INVESTMENTS INC. (CRD#:10111)
6025 LEE HWY STE 326-B, CHATTANOOGA, TN 37421
Registered with this firm since 11/7/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/05/2022 - 02/17/2023 PRIMERICA ADVISORS (CRD#:10111) DULUTH, GA
IA
 07/15/2020 - 10/15/2020 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) HIXSON, TN
B
 01/02/2019 - 10/15/2020 CETERA INVESTMENT SERVICES LLC (CRD#:15340) HIXSON, TN
B
 06/11/2015 - 12/31/2018 FARMERS FINANCIAL SOLUTIONS, LLC (CRD#:103863) CHATTANOOGA, TN
B
 01/06/2014 - 06/04/2014 NYLIFE SECURITIES LLC (CRD#:5167) CHATTANOOGA, TN
B
 02/29/2012 - 10/02/2012 MML INVESTORS SERVICES, LLC (CRD#:10409) CHATTANOOGA, TN
B
 07/20/2011 - 02/02/2012 NYLIFE SECURITIES LLC (CRD#:5167) KNOXVILLE, TN
B
 03/21/2011 - 05/19/2011 AXA ADVISORS, LLC (CRD#:6627) CHATTANOOGA, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.