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Detailed Report
WENDY LEE BEHNER
WENDY LEE ABDALAH, WENDY LEE BEHNER-ABDALAH, WENDY LEE BEHNERABDALAH
CRD#: 2007441
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 350 W COLORADO BLVD STE 390
[LC-RBO]
PASADENA, CA 91105
Registration History
199019952000200520102015202020252 FIRMS2002 - 2011 (8 years)2 FIRMS2011 - Present (14 years)BCAL FED INVESTMENTS (CRD# 19631)1997 - 2002 (5 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1989 - 1997 (7 years)
License(s)

State Registrations

B
Arizona 1/3/2011
B
Nevada 1/3/2011
B
California 1/3/2011
B
New York 7/18/2024
IA
California 1/3/2011
B
North Carolina 10/30/2024
B
Colorado 6/1/2016
B
Ohio 7/19/2024
B
Florida 7/18/2024
B
Oregon 3/23/2022
B
Georgia 3/20/2019
B
Pennsylvania 7/18/2024
B
Hawaii 12/9/2021
B
South Carolina 7/18/2024
B
Idaho 7/18/2024
B
Tennessee 2/3/2022
B
Indiana 7/18/2024
B
Texas 1/3/2011
B
Maryland 6/21/2024
IA
Texas 11/7/2016
B
Minnesota 6/16/2015
B
Washington 1/30/2020
B
Missouri 7/18/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
350 W COLORADO BLVD STE 390 [LC-RBO], PASADENA, CA 91105
WHITTIER, CA
Registered with this firm since 1/3/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
350 W COLORADO BLVD STE 390 [LC-RBO], PASADENA, CA 91105
WHITTIER, CA
Registered with this firm since 1/3/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/03/2002 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) COVINA, CA
B
 08/29/2002 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) COVINA, CA
B
 01/31/1997 - 09/06/2002 CAL FED INVESTMENTS (CRD#:19631) SACRAMENTO, CA
B
 12/04/1989 - 01/31/1997 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.