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MICHAEL J SOBITZ
CRD#: 2007420
IA
B
CAPITAL ANALYSTSCRD#: 162200 3500 MASSILLON ROAD, STE 490
UNIONTOWN, OH 44685
UNIONTOWN, OH 44685
LINCOLN INVESTMENTCRD#: 519 3500 MASSILLON ROAD
SUITE 490
UNIONTOWN, OH 44685
SUITE 490
UNIONTOWN, OH 44685
0
Disclosures
34
Years of Experience
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State Registrations
B
Colorado 1/3/2022
IA
Ohio 6/1/2012
B
Florida 6/2/2012
B
Pennsylvania 1/10/2020
B
Illinois 3/24/2015
B
South Carolina 1/3/2022
B
Indiana 6/1/2012
B
Texas 1/4/2021
B
North Carolina 1/4/2019
B
Virginia 8/3/2015
B
Ohio 6/1/2012
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 6/5/2012
IA
Registered with this firm since 6/1/2012
B
Registered with this firm since 6/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/10/2010 - 06/01/2012 | UNIONTOWN, OH | |
B | 01/10/1994 - 06/01/2012 | UNIONTOWN, OH | |
B | 03/09/1992 - 01/10/1994 | AKRON, OH | |
B | 11/21/1989 - 11/01/1991 | HUDSON, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.