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GEOFFREY ALAN SILVER
CRD#: 2004421
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 433 N CAMDEN DR 9TH FL
BEVERLY HILLS, CA 90210
Registration History
199019952000200520102015202020252 FIRMS2009 - 2013 (3 years)2 FIRMS2013 - Present (12 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2009 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1989 - 1993 (3 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1997 - 2009 (11 years)
Disclosure(s)
View By:
11/7/2003
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 2/15/2013

B
Montana 11/19/2024

B
California 2/15/2013

B
Nevada 10/18/2024

IA
California 2/15/2013

B
New Jersey 2/15/2013

B
Colorado 2/15/2013

B
New Mexico 2/15/2013

B
Connecticut 3/30/2023

B
New York 2/15/2013

B
Florida 2/15/2013

B
Ohio 2/15/2013

B
Georgia 7/7/2021

B
Oregon 2/15/2013

B
Hawaii 10/25/2023

B
Tennessee 9/14/2021

B
Louisiana 3/4/2013

B
Texas 3/4/2013

B
Maryland 2/15/2013

IA
Texas 3/19/2013

B
Massachusetts 8/22/2022

B
Washington 2/15/2013

B
Missouri 5/28/2014

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
433 N CAMDEN DR 9TH FL, BEVERLY HILLS, CA 90210
Beverly Hills, CA
Registered with this firm since 2/15/2013

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
433 N CAMDEN DR 9TH FL, BEVERLY HILLS, CA 90210
Beverly Hills, CA
Registered with this firm since 2/15/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 03/05/2013 MORGAN STANLEY (CRD#:149777) BEVERLY HILLS, CA
B
06/01/2009 - 03/05/2013 MORGAN STANLEY (CRD#:149777) BEVERLY HILLS, CA
IA
07/08/1997 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BEVERLY HILLS, CA
B
07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BEVERLY HILLS, CA
B
11/21/1989 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.