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ERNEST AUBREY SAMPSON
ERNEST AUBREY SAMPSON III, ERNEST AWBREY SAMPSON III, ERNIE SAMPSON III
CRD#: 2001651
IA
Investment Adviser
B
Broker
PRIVATE CLIENT SERVICES, LLCCRD#: 120222 2225 LEXINGTON ROAD
LOUISVILLE, KY 40206
Registration History
19901995200020052010201520202025IAPRIVATE CLIENT SERVICES, LLC (CRD# 120222)2001 - Present (23 years)BPRIVATE CLIENT SERVICES, LLC (CRD# 120222)2009 - Present (15 years)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2003 - 2010 (6 years)B1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)1990 - 2003 (13 years)BE.I. SALES, INC. (CRD# 1703)1989 - 1990 (<1 year)IA1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)1991 - 2003 (12 years)
License(s)

State Registrations

B
Alabama 1/15/2013

B
Mississippi 5/8/2023

B
Alaska 2/27/2014

B
Montana 2/27/2014

B
Arizona 2/27/2014

B
Nebraska 2/27/2014

B
Arkansas 2/27/2014

B
Nevada 2/27/2014

B
California 2/6/2012

B
New Hampshire 1/18/2012

IA
Colorado 5/27/2010

B
New Jersey 2/27/2014

B
Colorado 1/3/2011

B
New Mexico 8/14/2012

B
Connecticut 2/27/2014

B
New York 3/15/2011

B
Delaware 2/27/2014

B
North Carolina 7/19/2013

B
District of Columbia 2/27/2014

B
North Dakota 1/3/2011

B
Florida 5/13/2010

B
Ohio 9/28/2012

IA
Florida 1/5/2011

B
Oregon 2/27/2014

B
Georgia 2/27/2014

B
Pennsylvania 2/27/2014

B
Hawaii 2/27/2014

B
Rhode Island 2/27/2014

B
Idaho 2/27/2014

B
South Carolina 2/27/2014

B
Illinois 1/3/2012

B
South Dakota 2/22/2011

IA
Indiana 5/20/2002

B
Tennessee 5/13/2010

B
Indiana 5/13/2010

B
Texas 3/8/2011

B
Iowa 2/27/2014

IA
Texas 3/8/2011

B
Kansas 2/27/2014

B
Utah 2/27/2014

IA
Kentucky 11/6/2001

B
Vermont 5/17/2011

B
Kentucky 5/13/2010

B
Virgin Islands 8/4/2021

B
Maine 2/27/2014

B
Virginia 2/27/2014

B
Maryland 2/27/2014

B
Washington 2/27/2014

B
Massachusetts 2/27/2014

B
West Virginia 2/27/2014

B
Michigan 2/27/2014

B
Wisconsin 2/27/2014

B
Minnesota 2/27/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE CLIENT SERVICES, LLC (CRD#:120222)
2225 LEXINGTON ROAD, LOUISVILLE, KY 40206
2225 LEXINGTON RD, LOUISVILLE, KY 40206
Registered with this firm since 11/6/2001

B
PRIVATE CLIENT SERVICES, LLC (CRD#:120222)
2225 LEXINGTON ROAD, LOUISVILLE, KY 40206
2225 LEXINGTON RD, LOUISVILLE, KY 40206
Registered with this firm since 11/5/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/22/2003 - 05/13/2010 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) LOUISVILLE, KY
IA
09/19/1991 - 09/03/2003 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) LOUISVILLE, KY
B
06/12/1990 - 09/03/2003 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) NEWARK, DE
B
12/21/1989 - 06/22/1990 E.I. SALES, INC. (CRD#:1703) DES MOINES, IA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.