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JAMES ERNEST ATKINS
JAMES ATKINS
CRD#: 2001027
IA
B
LPL FINANCIAL LLCCRD#: 6413 7465 W LAKE MEAD BLVD, STE 100
LAS VEGAS, NV 89128
LAS VEGAS, NV 89128
0
Disclosures
35
Years of Experience
View By:
State Registrations
B
Arizona 6/2/2016
B
Nevada 2/27/2004
B
California 3/28/2011
IA
Nevada 2/27/2004
B
Colorado 12/9/2008
B
New York 8/25/2008
B
Florida 1/4/2021
B
Oklahoma 2/2/2023
B
Hawaii 1/27/2011
B
Tennessee 5/22/2024
B
Idaho 2/9/2022
B
Texas 11/6/2015
B
Illinois 2/27/2004
IA
Texas 11/6/2015
B
Indiana 1/16/2019
B
Utah 4/7/2004
B
Kentucky 5/18/2023
B
Washington 11/6/2015
B
Michigan 11/14/2013
SRO Registrations
B
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IA
Registered with this firm since 2/27/2004
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Registered with this firm since 2/27/2004
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/04/1994 - 03/03/2004 | SCOTTSDALE, AZ | |
B | 05/02/1990 - 03/03/2004 | NEW YORK, NY | |
B | 04/25/1990 - 03/03/2004 | SPRINGFIELD, MA | |
B | 11/01/1989 - 04/25/1990 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.