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SCOTT SHANON CHASE
S SHANON CHASE, SCOTT S CHASE, SHANNON CHASE
CRD#: 1999736
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 3560 Lenox Road NE
Suite 1260
Atlanta, GA 30326
Registration History
19901995200020052010201520202025IAJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2021 - Present (3 years)BJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2019 - Present (5 years)BFIG PARTNERS, LLC (CRD# 41554)2003 - 2019 (16 years)BFIRST SOUTHEASTERN SECURITIES ... (CRD# 14538)2003 - 2003 (<1 year)BNEOVEST TRADING (CRD# 39798)1996 - 2003 (6 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1989 - 1996 (6 years)
License(s)

State Registrations

B
Alabama 6/3/2019

B
Mississippi 11/19/2019

B
Alaska 3/3/2020

B
Missouri 11/19/2019

B
Arizona 11/19/2019

B
Nevada 11/19/2019

B
Arkansas 2/19/2020

B
New Jersey 11/19/2019

B
California 6/3/2019

B
New York 6/3/2019

B
Colorado 11/19/2019

B
North Carolina 11/19/2019

B
Connecticut 11/19/2019

B
North Dakota 11/19/2019

B
Delaware 11/19/2019

B
Ohio 6/4/2019

B
District of Columbia 6/3/2019

B
Oregon 6/17/2021

B
Florida 6/3/2019

B
Pennsylvania 11/19/2019

B
Georgia 6/3/2019

B
South Carolina 6/3/2019

IA
Georgia 4/13/2021

B
South Dakota 11/19/2019

B
Idaho 6/2/2022

B
Tennessee 11/19/2019

B
Illinois 11/19/2019

B
Texas 6/3/2019

B
Iowa 3/3/2020

B
Utah 4/10/2023

B
Kentucky 11/19/2019

B
Vermont 6/3/2019

B
Louisiana 11/19/2019

B
Virginia 11/19/2019

B
Maryland 6/3/2019

B
Washington 2/19/2020

B
Massachusetts 11/1/2023

B
Wisconsin 11/19/2019

B
Michigan 6/3/2019

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
3560 Lenox Road NE Suite 1260, Atlanta, GA 30326
Registered with this firm since 4/13/2021

B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
3560 Lenox Road NE Suite 1260, Atlanta, GA 30326
Registered with this firm since 5/31/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/21/2003 - 11/18/2019 FIG PARTNERS, LLC (CRD#:41554) ATLANTA, GA
B
03/04/2003 - 10/23/2003 FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED (CRD#:14538) TAMPA, FL
B
05/07/1996 - 02/03/2003 NEOVEST TRADING (CRD#:39798) NEW YORK, NY
B
10/25/1989 - 05/13/1996 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
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Broker
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Investment Adviser
Disclosures
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