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Detailed Report
John Michael Keeley
CRD#: 1999408
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1807 S WASHINGTON STREET
SUITE 111
NAPERVILLE, IL 60565
Registration History
19901995200020052010201520202025IAEDWARD JONES (CRD# 250)2007 - Present (18 years)BEDWARD JONES (CRD# 250)1989 - Present (35 years)
Disclosure(s)
View By:
2/14/2007
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 5/17/2005
B
Nebraska 4/1/2019
B
Arizona 2/15/1994
B
Nevada 7/22/2002
B
Arkansas 2/2/1996
B
New Hampshire 9/27/2016
B
California 4/7/1994
B
New Jersey 6/5/2003
B
Colorado 5/31/1994
B
New Mexico 12/8/2021
B
Connecticut 3/21/2005
B
North Carolina 1/24/1995
B
Florida 9/24/1993
B
Ohio 7/26/1999
B
Georgia 1/7/2000
B
Oklahoma 5/8/2020
B
Illinois 12/11/1989
B
Oregon 12/16/2020
IA
Illinois 1/26/2007
B
Pennsylvania 10/30/2006
B
Indiana 12/11/1989
B
South Carolina 8/16/1994
B
Iowa 1/2/2004
B
Tennessee 8/30/2006
B
Kansas 8/8/2013
B
Texas 7/13/1992
B
Kentucky 3/28/2023
IA
Texas 8/28/2014
B
Louisiana 4/16/2018
B
Utah 11/30/2017
B
Maryland 4/29/2021
B
Vermont 8/11/2017
B
Massachusetts 6/4/1994
B
Virginia 9/3/1997
B
Michigan 4/8/1994
B
Washington 11/13/2003
B
Minnesota 11/22/2000
B
Wisconsin 4/11/1994
B
Missouri 5/19/2000

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1807 S WASHINGTON STREET SUITE 111, NAPERVILLE, IL 60565
Registered with this firm since 1/26/2007
B
EDWARD JONES (CRD#:250)
1807 S WASHINGTON STREET SUITE 111, NAPERVILLE, IL 60565
Registered with this firm since 10/25/1989
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.