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Detailed Report
Robert Wiley Gwynn
ROBERT WILEY GWYNN, ROBERT GWYNN
CRD#: 1999062
IA
Investment Adviser
B
Broker
GROVE POINT ADVISORS, LLCCRD#: 313171 29 LaSalle Parkway
Victor, NY 14564
GROVE POINT INVESTMENTS, LLCCRD#: 1763 29 LASALLE PARKWAY
VICTOR, NY 14564
Registration History
1995200020052010201520202025IAGROVE POINT ADVISORS, LLC (CRD# 313171)2021 - Present (3 years)BGROVE POINT INVESTMENTS, LLC (CRD# 1763)2017 - Present (7 years)BJANUS DISTRIBUTORS LLC (CRD# 28832)2006 - 2015 (9 years)BTRANSAMERICA CAPITAL, INC. (CRD# 8217)2004 - 2005 (<1 year)BOPPENHEIMERFUNDS DISTRIBUTOR, INC. (CRD# 7834)1997 - 2003 (6 years)BMFS INVESTOR SERVICES, INC. (CRD# 31052)1994 - 1994 (<1 year)IAH. BECK, INC. (CRD# 1763)2019 - 2021 (1 year)IAOFI PRIVATE INVESTMENTS INC (CRD# 107807)2003 - 2004 (<1 year)
License(s)

State Registrations

B
Florida 1/3/2024
B
New York 8/17/2017
B
Massachusetts 1/4/2023
IA
New York 5/29/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GROVE POINT ADVISORS, LLC (CRD#:313171)
29 LaSalle Parkway, Victor, NY 14564
Registered with this firm since 4/1/2021
B
GROVE POINT INVESTMENTS, LLC (CRD#:1763)
29 LASALLE PARKWAY, VICTOR, NY 14564
Registered with this firm since 8/17/2017
Previous Registration(s)
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IA
 11/13/2019 - 04/01/2021 H. BECK, INC. (CRD#:1763) ROCKVILLE, MD
B
 04/17/2006 - 09/18/2015 JANUS DISTRIBUTORS LLC (CRD#:28832) DENVER, CO
B
 11/25/2004 - 05/18/2005 TRANSAMERICA CAPITAL, INC. (CRD#:8217) DENVER, CO
IA
 05/06/2003 - 01/16/2004 OFI PRIVATE INVESTMENTS INC (CRD#:107807) NEW YORK, NY
B
 08/20/1997 - 12/19/2003 OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CRD#:7834) NEW YORK, NY
B
 03/07/1994 - 10/25/1994 MFS INVESTOR SERVICES, INC. (CRD#:31052) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.