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Detailed Report
KENT ALLAN FITZPATRICK
FITZ FITZPATRICK
CRD#: 1998842
IA
Investment Adviser
B
Broker
ASSET STRATEGY ADVISORS, LLCCRD#: 139879 24 SUPERIOR DRIVE
SUITE 101
NATICK, MA 01760-1535
CONCORDE INVESTMENT SERVICES, LLCCRD#: 151604 24 Superior Dr.
Suite 101
Natick, MA 01760
Registration History
19901995200020052010201520202025IAASSET STRATEGY ADVISORS, LLC (CRD# 139879)2006 - Present (18 years)BCONCORDE INVESTMENT SERVICES, LLC (CRD# 151604)2018 - Present (6 years)BTRIAD ADVISORS LLC (CRD# 25803)2008 - 2018 (10 years)BNFP SECURITIES, INC. (CRD# 42046)1999 - 2008 (8 years)BCOMMONWEALTH EQUITY SERVICES, INC. (CRD# 8032)1996 - 1999 (3 years)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1994 - 1995 (1 year)BLINCOLN INVESTMENT PLANNING, INC. (CRD# 519)1991 - 1994 (2 years)BCOMMONWEALTH EQUITY SERVICES, INC. (CRD# 8032)1991 - 1991 (<1 year)BBREWSTER SECURITIES INC. (CRD# 4090)1990 - 1991 (1 year)IAASSET STRATEGY CONSULTANTS LLC (CRD# 110800)2008 - 2022 (13 years)
License(s)

State Registrations

B
Alaska 1/14/2021
B
Massachusetts 5/25/2018
B
Arizona 7/17/2018
B
Michigan 6/13/2019
B
California 10/30/2018
B
Missouri 4/14/2022
B
Colorado 3/8/2024
B
New Hampshire 7/17/2018
B
Connecticut 7/12/2018
B
New Jersey 2/18/2021
B
Delaware 9/25/2024
B
New Mexico 9/24/2024
B
District of Columbia 5/21/2021
B
New York 7/19/2018
B
Florida 7/24/2018
B
North Carolina 9/23/2024
B
Georgia 9/24/2024
B
Pennsylvania 8/8/2019
B
Indiana 9/23/2024
B
South Carolina 9/23/2024
B
Maine 2/2/2023
B
Texas 10/22/2019
B
Maryland 9/25/2024
B
Vermont 12/7/2023
IA
Massachusetts 6/30/2006
B
Washington 7/21/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ASSET STRATEGY ADVISORS, LLC (CRD#:139879)
24 SUPERIOR DRIVE SUITE 101, NATICK, MA 01760-1535
Registered with this firm since 6/30/2006
B
CONCORDE INVESTMENT SERVICES, LLC (CRD#:151604)
24 Superior Dr. Suite 101, Natick, MA 01760
Registered with this firm since 5/25/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/13/2008 - 01/04/2022 ASSET STRATEGY CONSULTANTS LLC (CRD#:110800) NATICK, MA
B
 02/11/2008 - 05/24/2018 TRIAD ADVISORS LLC (CRD#:25803) NATICK, MA
B
 11/16/1999 - 02/15/2008 NFP SECURITIES, INC. (CRD#:42046) WELLESLEY, MA
B
 01/02/1996 - 12/07/1999 COMMONWEALTH EQUITY SERVICES, INC. (CRD#:8032) WALTHAM, MA
B
 01/13/1994 - 12/31/1995 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
B
 07/01/1991 - 01/11/1994 LINCOLN INVESTMENT PLANNING, INC. (CRD#:519) FORT WASHINGTON, PA
B
 02/08/1991 - 07/23/1991 COMMONWEALTH EQUITY SERVICES, INC. (CRD#:8032) WALTHAM, MA
B
 01/22/1990 - 07/23/1991 BREWSTER SECURITIES INC. (CRD#:4090) BELLEAIRE BEACH, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.