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SHAWN PATRICK MILLERICK Sr
SHAWN PATRICK MILLERICK
CRD#: 1998828
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 6 LOUDON ROAD
SUITE 403
CONCORD, NH 03301
CETERA ADVISOR NETWORKS LLCCRD#: 13572 6 LOUDON ROAD
SUITE 403
CONCORD, NH 03301
Registration History
199820002002200420062008201020122014201620182020202220242 FIRMS1997 - 1998 (<1 year)2 FIRMS2011 - 2021 (10 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - Present (3 years)BING FINANCIAL ADVISERS, LLC (CRD# 34815)1998 - 2011 (12 years)BAETNA FINANCIAL SERVICES, INC. (CRD# 13255)1998 - 2000 (2 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (1 year)IAING FINANCIAL ADVISERS, LLC (CRD# 34815)2000 - 2011 (10 years)
License(s)

State Registrations

B
Arizona 9/24/2024

IA
New Hampshire 6/29/2023

B
California 11/15/2021

B
New Jersey 11/15/2021

B
Colorado 11/28/2023

B
New York 11/15/2021

B
Connecticut 11/15/2021

B
North Carolina 11/15/2021

B
Florida 11/15/2021

B
Rhode Island 11/15/2021

B
Georgia 11/15/2021

B
South Carolina 8/17/2023

B
Hawaii 11/15/2021

B
Utah 4/21/2023

B
Maine 11/15/2021

B
Vermont 8/17/2023

B
Maryland 1/3/2023

B
Virginia 8/17/2023

B
Massachusetts 11/15/2021

B
Washington 3/30/2023

B
Michigan 11/15/2021

B
Wisconsin 2/1/2022

B
New Hampshire 11/15/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
6 LOUDON ROAD SUITE 403, CONCORD, NH 03301
6 Loudon Road Suite 403, Concord, NH 03301
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
6 LOUDON ROAD SUITE 403, CONCORD, NH 03301
6 Loudon Road Suite 403, Concord, NH 03301
Registered with this firm since 11/15/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/15/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
01/03/2011 - 11/18/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) CONCORD, NH
B
01/03/2011 - 11/18/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) CONCORD, NH
IA
07/05/2000 - 01/03/2011 ING FINANCIAL ADVISERS, LLC (CRD#:34815) CONCORD, NH
B
08/04/1998 - 01/03/2011 ING FINANCIAL ADVISERS, LLC (CRD#:34815) CONCORD, NH
B
07/15/1998 - 09/25/2000 AETNA FINANCIAL SERVICES, INC. (CRD#:13255) HARTFORD, CT
B
11/13/1997 - 01/22/1998 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
11/13/1997 - 01/22/1998 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
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