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DONALD B STONECIPHER
DONALD BRADLEY STONECIPHER
CRD#: 1998636
IA
B
PARK AVENUE SECURITIES LLCCRD#: 46173 5040 ROSWELL ROAD
ATLANTA, GA 30342
ATLANTA, GA 30342
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8/8/1996
Customer Dispute
Settled
State Registrations
B
Alabama 11/10/1999
B
Missouri 11/8/2005
IA
Alabama 6/27/2006
IA
Missouri 11/13/2006
B
Alaska 5/10/2016
B
Montana 8/18/2000
B
Arizona 8/18/2000
IA
Montana 10/30/2014
IA
Arizona 11/24/2006
B
Nebraska 5/5/2016
B
Arkansas 8/26/2003
B
Nevada 8/25/2000
IA
Arkansas 11/14/2006
IA
Nevada 11/5/2014
B
California 5/3/1999
B
New Hampshire 8/26/2003
IA
California 10/10/2006
IA
New Hampshire 11/13/2006
B
Colorado 8/21/2000
B
New Jersey 10/26/2006
IA
Colorado 11/16/2006
IA
New Jersey 10/31/2014
B
Connecticut 8/21/2000
B
New Mexico 8/24/2000
IA
Connecticut 11/13/2006
IA
New Mexico 10/29/2014
B
Delaware 6/18/2004
B
New York 9/23/2000
IA
Delaware 11/16/2006
IA
New York 4/16/2021
B
District of Columbia 8/21/2000
B
North Carolina 11/8/1999
B
Florida 11/9/1999
IA
North Carolina 7/10/2006
IA
Florida 10/10/2006
B
North Dakota 5/11/2016
B
Georgia 5/3/1999
B
Ohio 1/9/2004
IA
Georgia 6/22/2006
IA
Ohio 11/14/2006
B
Hawaii 5/4/2016
B
Oklahoma 6/17/2004
B
Idaho 7/14/2006
IA
Oklahoma 11/6/2014
IA
Idaho 11/9/2006
B
Oregon 8/21/2000
B
Illinois 8/25/2000
IA
Oregon 10/24/2014
IA
Illinois 10/30/2014
B
Pennsylvania 8/22/2000
B
Indiana 8/18/2000
IA
Pennsylvania 4/8/2011
IA
Indiana 10/30/2014
B
Rhode Island 8/21/2000
B
Iowa 6/17/2004
IA
Rhode Island 10/30/2014
B
Kansas 6/18/2004
B
South Carolina 8/18/2000
IA
Kansas 10/30/2014
IA
South Carolina 10/23/2006
B
Kentucky 5/3/1999
B
South Dakota 5/6/2016
IA
Kentucky 6/26/2006
B
Tennessee 11/8/1999
B
Louisiana 8/27/2003
B
Texas 8/25/2000
IA
Louisiana 11/3/2014
IA
Texas 11/9/2006
B
Maine 6/30/2006
B
Utah 11/21/2003
IA
Maine 10/30/2014
IA
Utah 11/14/2006
B
Maryland 6/17/2004
B
Vermont 5/4/2016
IA
Maryland 12/14/2006
B
Virginia 8/21/2000
B
Massachusetts 9/5/2000
IA
Virginia 11/9/2006
IA
Massachusetts 11/14/2014
B
Washington 8/18/2000
B
Michigan 8/18/2000
IA
Washington 11/3/2014
IA
Michigan 11/20/2009
B
West Virginia 6/17/2004
B
Minnesota 10/30/2006
IA
West Virginia 10/30/2014
IA
Minnesota 11/7/2013
B
Wisconsin 5/5/2016
B
Mississippi 8/18/2000
B
Wyoming 9/7/2006
IA
Mississippi 11/5/2014
SRO Registrations
B
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Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 6/22/2006
B
Registered with this firm since 5/3/1999
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/28/2003 - 12/31/2010 | ATLANTA, GA | |
B | 11/16/1995 - 05/03/1999 | NEW YORK, NY | |
B | 10/22/1991 - 07/05/1995 | ATLANTA, GA | |
B | 10/26/1989 - 10/03/1991 | NEW YORK, NY |
ATLANTA, GA
05/28/2003 - 12/31/2010
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.