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JOHN RANKIN WIGINGTON
JOHN WIGINGTON
CRD#: 1998012
IA
B
WELLS FARGO ADVISORSCRD#: 19616 400 MERCHANT ST
HILTON HEAD ISLAND, SC 29926
HILTON HEAD ISLAND, SC 29926
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2/9/1999
Customer Dispute
Settled
1/14/1999
Customer Dispute
Settled
State Registrations
B
California 1/1/2008
B
North Carolina 1/1/2008
B
Connecticut 1/1/2008
B
Ohio 1/1/2008
B
Florida 1/1/2008
B
Pennsylvania 4/29/2024
B
Georgia 1/1/2008
B
South Carolina 1/1/2008
B
Illinois 1/1/2008
IA
South Carolina 1/1/2008
B
Kentucky 2/23/2016
B
Tennessee 11/7/2018
B
Louisiana 6/14/2024
B
Texas 5/16/2018
B
Maine 1/15/2025
IA
Texas 5/16/2018
B
Maryland 1/1/2008
B
Vermont 6/17/2022
B
Massachusetts 1/1/2008
B
Virginia 3/12/2024
B
Missouri 11/8/2018
B
Washington 3/28/2024
B
New Jersey 7/29/2013
B
West Virginia 3/18/2013
B
New York 3/4/2014
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 1/1/2008
B
Registered with this firm since 1/1/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/14/1999 - 01/03/2008 | HILTON HEAD ISLAND, SC | |
IA | 10/15/1999 - 01/01/2008 | HILTON HEAD ISLAND, SC | |
B | 05/17/1995 - 12/21/1998 | NEW YORK, NY | |
B | 10/27/1993 - 08/11/1994 | ST. LOUIS, MO | |
B | 08/06/1990 - 08/02/1993 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.