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MICHELLE MARIE WALSH-GALLEGOS
MICHELLE MARIE WALSH, MICHELLE WALSH-GALLEGOS
CRD#: 1995622
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
19952000200520102015202020252 FIRMS2018 - Present (6 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2003 - 2018 (15 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1995 - 2003 (8 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2006 - 2018 (12 years)
License(s)

State Registrations

B
Alabama 11/9/2018

B
Nebraska 11/9/2018

B
Alaska 11/9/2018

B
Nevada 11/9/2018

B
Arizona 11/9/2018

B
New Hampshire 11/9/2018

B
Arkansas 11/9/2018

B
New Jersey 11/9/2018

B
California 11/9/2018

B
New Mexico 11/9/2018

B
Colorado 11/9/2018

B
New York 11/9/2018

B
Connecticut 11/9/2018

B
North Carolina 11/9/2018

B
Delaware 11/9/2018

B
North Dakota 11/9/2018

B
District of Columbia 11/9/2018

B
Ohio 11/9/2018

B
Florida 11/9/2018

B
Oklahoma 11/9/2018

B
Georgia 11/9/2018

B
Oregon 11/9/2018

B
Hawaii 11/9/2018

B
Pennsylvania 11/9/2018

B
Idaho 11/9/2018

B
Puerto Rico 11/9/2018

B
Illinois 11/8/2018

B
Rhode Island 11/9/2018

IA
Illinois 11/14/2018

B
South Carolina 11/9/2018

B
Indiana 11/9/2018

B
South Dakota 11/9/2018

B
Iowa 11/9/2018

B
Tennessee 11/9/2018

B
Kansas 11/9/2018

B
Texas 11/9/2018

B
Kentucky 11/9/2018

IA
Texas 11/9/2018

B
Louisiana 11/9/2018

B
Utah 11/9/2018

B
Maine 11/9/2018

B
Vermont 11/9/2018

B
Maryland 11/9/2018

B
Virgin Islands 11/9/2018

B
Massachusetts 11/9/2018

B
Virginia 11/9/2018

B
Michigan 11/9/2018

B
Washington 11/9/2018

B
Minnesota 11/9/2018

B
West Virginia 11/9/2018

B
Mississippi 11/9/2018

B
Wisconsin 11/9/2018

B
Missouri 11/9/2018

B
Wyoming 11/9/2018

B
Montana 11/9/2018

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Westmont, IL
Registered with this firm since 11/9/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Westmont, IL
Registered with this firm since 11/7/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/15/2006 - 10/16/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHICAGO, IL
B
07/01/2003 - 10/16/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHICAGO, IL
B
06/29/1995 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.