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Detailed Report
JAMES EVAN CUMMINGS
JAMES E CUMMINGS
CRD#: 1994475
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 501 Sixth Avenue
Huntington, WV 25701
Registration History
19901995200020052010201520202025IAMML INVESTORS SERVICES, LLC (CRD# 10409)2024 - Present (<1 year)BMML INVESTORS SERVICES, LLC (CRD# 10409)2013 - Present (12 years)BFSC SECURITIES CORPORATION (CRD# 7461)2008 - 2013 (5 years)BING FINANCIAL PARTNERS, INC. (CRD# 2882)2005 - 2008 (3 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1990 - 2004 (14 years)
License(s)

State Registrations

B
Florida 3/12/2013
B
South Carolina 1/15/2021
B
Kentucky 3/12/2013
B
Virginia 3/14/2023
B
North Carolina 3/7/2019
B
West Virginia 3/12/2013
B
Ohio 3/12/2013
IA
West Virginia 12/11/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
501 Sixth Avenue, Huntington, WV 25701
Registered with this firm since 12/11/2024
B
MML INVESTORS SERVICES, LLC (CRD#:10409)
501 Sixth Avenue, Huntington, WV 25701
Registered with this firm since 3/12/2013
Previous Registration(s)
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B
 01/03/2008 - 03/01/2013 FSC SECURITIES CORPORATION (CRD#:7461) HUNNINGTON, WV
B
 01/03/2005 - 01/04/2008 ING FINANCIAL PARTNERS, INC. (CRD#:2882) HUNTINGTON, WV
B
 01/01/1990 - 12/31/2004 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.