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BRYAN SCOTT STEELE
CRD#: 1993884
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 6100 FAIRVIEW ROAD
9TH FLOOR
CHARLOTTE, NC 28211
Registration History
199019952000200520102015202020252 FIRMS2002 - Present (23 years)BJ.J.B. HILLIARD, W.L. LYONS, INC. (CRD# 453)1997 - 2002 (4 years)BQUICK & REILLY, INC. (CRD# 11217)1993 - 1997 (3 years)BBROKERS EXCHANGE, INC. (CRD# 7894)1991 - 1993 (1 year)BBARABAN SECURITIES, INC. (CRD# 7659)1989 - 1989 (<1 year)
License(s)

State Registrations

B
Alabama 1/17/2012

B
New Jersey 2/1/2002

B
Arizona 5/23/2016

B
New York 2/1/2002

B
California 2/1/2002

B
North Carolina 2/1/2002

B
Colorado 8/17/2016

IA
North Carolina 2/11/2002

B
District of Columbia 5/26/2017

B
Ohio 2/1/2002

B
Florida 2/1/2002

B
Oregon 8/30/2018

B
Georgia 2/1/2002

B
South Carolina 2/1/2002

B
Hawaii 6/8/2020

B
Tennessee 8/3/2005

B
Illinois 1/22/2014

B
Texas 10/27/2010

B
Louisiana 1/27/2015

IA
Texas 11/12/2010

B
Maine 10/21/2004

B
Utah 2/1/2002

B
Maryland 5/29/2008

B
Vermont 8/1/2019

B
Massachusetts 5/23/2023

B
Virginia 2/1/2002

B
Michigan 1/25/2012

B
Washington 4/19/2002

B
Nevada 12/13/2021

B
West Virginia 5/30/2008

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
6100 FAIRVIEW ROAD 9TH FLOOR, CHARLOTTE, NC 28211
Registered with this firm since 2/11/2002

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
6100 FAIRVIEW ROAD 9TH FLOOR, CHARLOTTE, NC 28211
Registered with this firm since 2/1/2002

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/01/1997 - 02/04/2002 J.J.B. HILLIARD, W.L. LYONS, INC. (CRD#:453) LOUISVILLE, KY
B
09/21/1993 - 04/21/1997 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
12/09/1991 - 06/09/1993 BROKERS EXCHANGE, INC. (CRD#:7894) COLUMBIA, SC
B
11/21/1989 - 12/06/1989 BARABAN SECURITIES, INC. (CRD#:7659) LOS ANGELES, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.