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WENDY ANNE OLDENDORF
WENDY ANNE WEGMAN
CRD#: 1993578
IA
B
UBS FINANCIAL SERVICES INC.CRD#: 8174 8500 NORMANDALE LAKE BLVD.
BLOOMINGTON, MN 55437
BLOOMINGTON, MN 55437
0
Disclosures
34
Years of Experience
View By:
State Registrations
B
Arizona 8/12/2006
B
North Carolina 8/12/2006
B
Arkansas 8/12/2006
B
Oregon 11/10/2015
B
California 8/12/2006
B
Pennsylvania 9/12/2016
B
Florida 8/12/2006
B
South Carolina 12/19/2008
B
Maryland 8/12/2006
B
South Dakota 8/12/2006
B
Michigan 12/14/2009
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Texas 8/20/2007
B
Minnesota 8/12/2006
B
Washington 1/3/2008
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Minnesota 12/9/2013
B
Wisconsin 8/12/2006
B
Nevada 2/16/2021
SRO Registrations
B
B
B
B
B
B
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B
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Registered with this firm since 8/20/2007
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Registered with this firm since 8/12/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/27/1997 - 08/12/2006 | BLOOMINGTON, MN | |
B | 07/23/1990 - 10/30/1997 | ||
B | 01/23/1990 - 03/26/1990 |
01/23/1990 - 03/26/1990
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.