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DAVID HAROLD PETRIE
CRD#: 1989892
IA
Investment Adviser
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Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 305 MADISON AVENUE
MORRISTOWN, NJ 07960
Registration History
19901995200020052010201520202025IASTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2021 - Present (3 years)BSTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2015 - Present (9 years)BSTERNE, AGEE & LEACH, INC. (CRD# 791)2009 - 2015 (6 years)BRBC CAPITAL MARKETS CORPORATION (CRD# 31194)2006 - 2009 (3 years)BFTN FINANCIAL SECURITIES CORP (CRD# 46346)2003 - 2005 (2 years)BNOMURA SECURITIES INTERNATIONA... (CRD# 4297)1998 - 2003 (4 years)BROYAL PALM CAPITAL, INC. (CRD# 21969)1996 - 1998 (1 year)BHSBC SECURITIES, INC. (CRD# 19585)1994 - 1996 (1 year)BCS FIRST BOSTON CORPORATION (CRD# 816)1989 - 1994 (5 years)
License(s)

State Registrations

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New Jersey 2/15/2023

IA
New York 5/26/2021

IA
New Jersey 2/15/2023

SRO Registrations

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Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
305 MADISON AVENUE, MORRISTOWN, NJ 07960
Registered with this firm since 5/26/2021

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
305 MADISON AVENUE, MORRISTOWN, NJ 07960
Registered with this firm since 6/5/2015

Previous Registration(s)
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05/04/2009 - 06/05/2015 STERNE, AGEE & LEACH, INC. (CRD#:791) NEW YORK, NY
B
01/05/2006 - 04/24/2009 RBC CAPITAL MARKETS CORPORATION (CRD#:31194) NEW YORK, NY
B
06/17/2003 - 10/06/2005 FTN FINANCIAL SECURITIES CORP (CRD#:46346) MEMPHIS, TN
B
06/05/1998 - 05/19/2003 NOMURA SECURITIES INTERNATIONAL, INC. (CRD#:4297) NEW YORK, NY
B
08/16/1996 - 06/08/1998 ROYAL PALM CAPITAL, INC. (CRD#:21969) PALM BEACH, FL
B
11/22/1994 - 03/05/1996 HSBC SECURITIES, INC. (CRD#:19585) NEW YORK CITY, NY
B
09/19/1989 - 09/29/1994 CS FIRST BOSTON CORPORATION (CRD#:816) NEW YORK, NY
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B
Broker
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Investment Adviser
Disclosures
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