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MATT RYAN FRANKLIN
MATT R FRANKLIN
CRD#: 1987863
IA
B
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERCRD#: 20804 404 W Liberty St
Wooster, OH 44691
Wooster, OH 44691
0
Disclosures
35
Years of Experience
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State Registrations
B
Alabama 9/8/2020
B
New York 9/8/2020
B
Alaska 9/8/2020
B
North Carolina 9/8/2020
B
Colorado 9/8/2020
B
Ohio 9/8/2020
B
Florida 9/8/2020
IA
Ohio 9/8/2020
B
Idaho 9/2/2021
B
Pennsylvania 9/8/2020
B
Illinois 9/8/2020
B
South Carolina 9/8/2020
B
Indiana 9/8/2020
B
Texas 9/8/2020
B
Kentucky 9/8/2020
IA
Texas 9/8/2020
B
Massachusetts 10/17/2024
B
Virginia 9/8/2020
B
Minnesota 9/8/2020
B
Washington 1/27/2023
B
Mississippi 10/11/2023
SRO Registrations
B
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IA
Registered with this firm since 9/8/2020
B
Registered with this firm since 9/8/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/05/2012 - 09/09/2020 | WOOSTER, OH | |
B | 06/05/2012 - 09/09/2020 | WOOSTER, OH | |
IA | 01/02/2009 - 06/05/2012 | WOOSTER, OH | |
B | 04/05/2007 - 06/05/2012 | WOOSTER, OH | |
IA | 04/11/2007 - 01/02/2009 | WOOSTER, OH | |
IA | 01/24/2007 - 04/10/2007 | WOOSTER, OH | |
B | 09/19/1989 - 04/10/2007 | WOOSTER, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.