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Jack I Cortez
JACK JOAQUIN CORTEZ JR, JACK JOAQUIN CORTEZ, JACK CORTEZ JR, JACK CORTEZ, MANUEL JOAQUIN CORTEZ JR
CRD#: 1987473
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3700 BUFFALO SPEEDWAY
HOUSTON, TX 77098
Registration History
199019952000200520102015202020252 FIRMS1999 - 2009 (10 years)2 FIRMS2009 - Present (15 years)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1993 - 1999 (6 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1989 - 1992 (3 years)
License(s)

State Registrations

B
Arkansas 8/8/2013

B
Nevada 4/24/2013

B
California 3/15/2022

B
New York 10/19/2022

B
District of Columbia 7/21/2020

B
North Carolina 9/9/2013

B
Florida 3/29/2012

B
Ohio 1/11/2023

B
Georgia 5/22/2012

B
South Carolina 6/7/2023

B
Indiana 6/3/2013

B
Tennessee 10/23/2009

B
Louisiana 12/17/2021

B
Texas 10/23/2009

B
Maryland 4/19/2017

IA
Texas 10/23/2009

B
Massachusetts 3/29/2017

B
Virginia 10/23/2009

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3700 BUFFALO SPEEDWAY, HOUSTON, TX 77098
Registered with this firm since 10/23/2009

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3700 BUFFALO SPEEDWAY, HOUSTON, TX 77098
Registered with this firm since 10/23/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/31/1999 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BELLAIRE, TX
B
03/30/1999 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BELLAIRE, TX
B
02/02/1993 - 07/12/1999 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
B
11/01/1989 - 12/31/1992 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.