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Detailed Report
CATHERINE PADDOCK CRAIN
CATHERINE ELIZABETH PADDOCK
CRD#: 1987390
IA
Investment Adviser
SAROFIM TRUST COCRD#: 106590
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2010 - Present (15 years)IAFAYEZ SAROFIM & CO. (CRD# 106584)1997 - Present (27 years)IASAROFIM ADVISORS GROUP INC (CRD# 106932)2010 - 2014 (3 years)
License(s)

State Registrations

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Texas 6/27/1997
Current Registration(s)
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SAROFIM TRUST CO (CRD#:106590)
Registered with this firm since 4/15/2010
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SAROFIM INTERNATIONAL MANAGEMENT CO (CRD#:106933)
Registered with this firm since 4/15/2010
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FAYEZ SAROFIM & CO. (CRD#:106584)
TWO HOUSTON CENTER SUITE 2907, HOUSTON, TX 77010
Registered with this firm since 6/27/1997
Previous Registration(s)
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 04/15/2010 - 03/26/2014 SAROFIM ADVISORS GROUP INC (CRD#:106932) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.