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Douglas Rose
DOUGLAS RICHARD ROSE, Douglas R Rose
CRD#: 1985209
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J.P. MORGAN SECURITIES LLCCRD#: 79 370 S Cleveland Ave
Westerville, OH 43081
Westerville, OH 43081
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Disclosures
35
Years of Experience
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State Registrations
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Alabama 2/1/2023
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Nevada 2/1/2023
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Alaska 2/1/2023
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New Hampshire 2/1/2023
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Arizona 2/1/2023
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New Jersey 2/1/2023
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Arkansas 2/1/2023
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New Mexico 2/1/2023
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California 2/1/2023
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New York 2/1/2023
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Colorado 2/1/2023
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North Carolina 2/14/2023
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Connecticut 2/1/2023
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North Dakota 2/1/2023
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Delaware 2/1/2023
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Ohio 2/3/2023
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District of Columbia 2/1/2023
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Ohio 2/13/2023
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Florida 2/1/2023
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Oklahoma 2/1/2023
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Georgia 2/1/2023
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Oregon 2/1/2023
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Hawaii 2/1/2023
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Pennsylvania 2/1/2023
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Idaho 2/1/2023
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Puerto Rico 2/1/2023
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Illinois 2/1/2023
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Rhode Island 2/1/2023
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Indiana 2/1/2023
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South Carolina 2/1/2023
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Iowa 2/1/2023
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South Dakota 2/1/2023
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Kansas 2/1/2023
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Tennessee 2/9/2024
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Kentucky 2/1/2023
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Texas 2/1/2023
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Louisiana 2/1/2023
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Texas 2/1/2023
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Maine 2/1/2023
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Utah 2/1/2023
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Maryland 2/1/2023
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Vermont 2/1/2023
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Massachusetts 2/1/2023
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Virgin Islands 2/1/2023
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Michigan 2/1/2023
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Virginia 2/1/2023
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Minnesota 2/1/2023
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Washington 2/1/2023
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Mississippi 2/1/2023
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West Virginia 2/1/2023
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Missouri 2/1/2023
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Wisconsin 2/1/2023
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Montana 2/1/2023
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Wyoming 2/1/2023
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Nebraska 2/1/2023
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 2/1/2023
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Registered with this firm since 2/1/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/18/2022 - 02/13/2023 | MARYSVILLE, OH | |
B | 05/18/2022 - 02/13/2023 | MARYSVILLE, OH | |
IA | 10/08/2020 - 05/18/2022 | MARYSVILLE, OH | |
B | 10/08/2020 - 05/18/2022 | MARYSVILLE, OH | |
IA | 10/12/2011 - 10/05/2020 | DUBLIN, OH | |
B | 10/11/2011 - 10/05/2020 | DUBLIN, OH | |
IA | 06/18/2010 - 10/11/2011 | DUBLIN, OH | |
B | 06/17/2010 - 10/11/2011 | DUBLIN, OH | |
IA | 06/01/2009 - 07/08/2010 | COLUMBUS, OH | |
B | 06/01/2009 - 07/08/2010 | COLUMBUS, OH | |
IA | 06/23/2003 - 06/01/2009 | COLUMBUS, OH | |
B | 06/20/2003 - 06/01/2009 | COLUMBUS, OH | |
IA | 10/06/1999 - 06/27/2003 | COLUMBUS, OH | |
B | 01/22/1991 - 06/27/2003 | NEW YORK, NY | |
B | 09/21/1989 - 01/23/1991 | WEEHAWKEN, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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