Individual Firm
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ELIZABETH KATZ MILLER
ELIZABETH KATZ
CRD#: 1985197
IA
SUMMIT PLACE FINANCIAL ADVISORS, LLCCRD#: 147984 18 BANK STREET
SUITE 202
SUMMIT, NJ 07901
SUITE 202
SUMMIT, NJ 07901
0
Disclosures
28
Years of Experience
View By:
State Registrations
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Louisiana 4/22/2015
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New York 4/26/2021
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New Jersey 11/21/2008
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Texas 10/27/2014
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Registered with this firm since 11/21/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/02/1996 - 11/13/2008 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.