Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
NICHOLAS PETER TEDESCO
NICHOLAS P TEDESCO, NICHOLAS PETTER TEDESCO
CRD#: 1984509
IA
B
HSBC SECURITIES (USA) INC.CRD#: 19585 901 Central Park Ave
SCARSDALE, NY 10583
SCARSDALE, NY 10583
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Alabama 3/20/2012
IA
New Jersey 3/11/2009
B
Arizona 9/22/2010
B
New York 1/1/2005
B
California 8/16/2010
IA
New York 7/7/2021
B
Connecticut 1/1/2005
B
North Carolina 3/9/2020
B
Delaware 3/23/2022
IA
North Carolina 3/12/2020
IA
Delaware 3/28/2022
B
Pennsylvania 10/19/2010
B
Florida 1/1/2005
IA
Pennsylvania 3/24/2022
B
Georgia 5/14/2018
B
Rhode Island 4/22/2013
IA
Georgia 5/15/2018
B
South Carolina 8/30/2011
B
Illinois 2/25/2013
B
Texas 1/27/2023
B
Maryland 4/30/2010
IA
Texas 1/30/2023
IA
Maryland 4/15/2021
B
Utah 3/2/2020
B
Massachusetts 10/21/2010
IA
Utah 3/3/2020
B
Michigan 2/22/2013
B
Virginia 6/24/2021
B
Nebraska 12/15/2008
IA
Virginia 7/8/2021
B
New Jersey 1/1/2005
SRO Registrations
B
B
B
B
B
B
B
B
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 3/11/2009
B
Registered with this firm since 1/1/2005
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/21/1996 - 01/01/2005 | NEW YORK, NY | |
B | 09/07/1995 - 11/25/1996 | BOSTON, MA | |
B | 07/15/1994 - 09/05/1995 | BOSTON, MA | |
B | 07/15/1994 - 09/05/1995 | BOSTON, MA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.