• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MICHAEL ANDREW BERTUZZI
MIKE BERTUZZI
CRD#: 1984467
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 17802 W INTERSTATE 10
SAN ANTONIO, TX 78257
Registration History
199019952000200520102015202020252 FIRMS1990 - Present (34 years)BSHEARSON LEHMAN HUTTON INC. (CRD# 7506)1989 - 1990 (<1 year)
License(s)

State Registrations

B
Arizona 8/23/2010

B
Mississippi 7/30/1999

B
California 6/14/1990

B
New Mexico 6/12/2019

B
Colorado 3/19/1990

B
New York 4/3/2020

B
Connecticut 11/23/2018

B
North Carolina 3/22/2006

B
District of Columbia 3/17/2021

B
Oklahoma 3/19/1990

B
Florida 1/12/1993

B
Tennessee 9/5/2023

B
Illinois 6/25/2018

B
Texas 3/19/1990

B
Kansas 7/8/2020

IA
Texas 3/19/1990

B
Louisiana 3/28/1990

B
Virginia 12/1/2020

B
Michigan 12/1/2020

B
Washington 10/23/2019

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
17802 W INTERSTATE 10, SAN ANTONIO, TX 78257
Registered with this firm since 3/19/1990

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
17802 W INTERSTATE 10, SAN ANTONIO, TX 78257
Registered with this firm since 3/19/1990

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/19/1989 - 04/11/1990 SHEARSON LEHMAN HUTTON INC. (CRD#:7506) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.