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Detailed Report
TIMOTHY STEPHEN HESTER
Tim Hester
CRD#: 1983782
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 8150 NORTH WICKHAM ROAD
MELBOURNE, FL 32940
Registration History
199019952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)1989 - 2007 (17 years)IAMORGAN STANLEY (CRD# 7556)1991 - 2007 (16 years)
Disclosure(s)
View By:
1/1/1996
Customer Dispute
Award / Judgment
6/23/1995
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 6/1/2009
B
New Jersey 6/1/2009
B
Arizona 3/8/2024
B
New Mexico 11/2/2016
B
California 6/1/2009
B
New York 6/1/2009
B
Colorado 3/26/2024
B
North Carolina 6/1/2009
B
Connecticut 3/11/2021
B
North Dakota 9/25/2023
B
Delaware 11/21/2022
B
Ohio 3/27/2014
B
District of Columbia 4/15/2021
B
Oklahoma 7/10/2012
B
Florida 6/1/2009
B
Oregon 6/1/2009
IA
Florida 6/1/2009
B
Pennsylvania 6/1/2009
B
Georgia 6/1/2009
B
Rhode Island 2/27/2024
B
Illinois 8/2/2018
B
South Carolina 6/1/2009
B
Iowa 10/11/2024
B
Tennessee 6/1/2009
B
Maine 7/15/2024
B
Texas 6/1/2009
B
Maryland 5/25/2023
IA
Texas 6/1/2009
B
Massachusetts 6/1/2009
B
Utah 3/3/2023
B
Michigan 7/22/2011
B
Virginia 5/6/2014
B
Minnesota 8/9/2024
B
Washington 6/1/2009
B
Missouri 9/9/2013
B
West Virginia 2/2/2021
B
New Hampshire 2/14/2011
B
Wisconsin 3/22/2013

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
8150 NORTH WICKHAM ROAD, MELBOURNE, FL 32940
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
8150 NORTH WICKHAM ROAD, MELBOURNE, FL 32940
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) MELBOURNE, FL
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) MELBOURNE, FL
IA
 01/01/1991 - 04/02/2007 MORGAN STANLEY (CRD#:7556) MELBOURNE, FL
B
 09/21/1989 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) MELBOURNE, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.