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Eric Picard
ERIC LEON PICARD
CRD#: 1983632
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 1090 POST ROAD EAST
WESTPORT, CT 06880
WESTPORT, CT 06880
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Disclosures
34
Years of Experience
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State Registrations
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Arizona 9/20/2023
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Maryland 7/29/2024
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California 5/14/2021
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Missouri 4/10/2025
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Colorado 5/22/2019
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New Jersey 4/17/2018
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Connecticut 4/17/2018
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New York 4/17/2018
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Connecticut 5/14/2018
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North Carolina 7/26/2022
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Delaware 10/4/2018
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Rhode Island 6/14/2018
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Florida 7/16/2018
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South Carolina 3/21/2024
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Georgia 8/26/2022
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Texas 11/13/2019
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Illinois 7/9/2018
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Texas 11/21/2019
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Indiana 7/10/2023
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Vermont 4/22/2021
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Louisiana 5/28/2024
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Virginia 8/11/2021
SRO Registrations
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Registered with this firm since 5/14/2018
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Registered with this firm since 4/17/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/27/1998 - 07/05/2017 | BOSTON, MA | |
B | 05/30/1997 - 03/16/1998 | APPLETON, WI | |
B | 08/23/1996 - 05/30/1997 | PURCHASE, NY | |
B | 11/04/1994 - 05/30/1997 | ||
B | 01/16/1991 - 12/02/1994 | GLEN ALLEN, VA | |
B | 11/21/1989 - 04/01/1991 | RADNOR, PA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.