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STEVEN LOUIS PAYNE
CRD#: 1983528
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Investment Adviser
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Previous Broker
UNITED CAPITAL FINANCIAL ADVISORSCRD#: 134600 4370 LA JOLLA VILLAGE DR.
SUITE 110
SAN DIEGO, CA 92122
Registration History
199019952000200520102015202020252 FIRMS1998 - 2015 (16 years)IAUNITED CAPITAL FINANCIAL ADVISORS (CRD# 134600)2015 - Present (9 years)BMERCER ALLIED COMPANY, L.P. (CRD# 37404)2022 - 2023 (1 year)BGOLDMAN SACHS & CO. LLC (CRD# 361)2020 - 2023 (3 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2017 - 2020 (2 years)BGIRARD SECURITIES, INC. (CRD# 18697)2015 - 2017 (2 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1995 - 1998 (3 years)BOPPENHEIMER & CO., INC. (CRD# 630)1992 - 1995 (2 years)BLEHMAN BROTHERS INC. (CRD# 7506)1989 - 1992 (2 years)
License(s)

State Registrations

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California 7/20/2015

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Texas 5/30/2019

Current Registration(s)
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UNITED CAPITAL FINANCIAL ADVISORS (CRD#:134600)
4370 LA JOLLA VILLAGE DR. SUITE 110, SAN DIEGO, CA 92122
Registered with this firm since 7/20/2015

Previous Registration(s)
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09/08/2022 - 11/20/2023 MERCER ALLIED COMPANY, L.P. (CRD#:37404) SAN DIEGO, CA
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09/04/2020 - 11/20/2023 GOLDMAN SACHS & CO. LLC (CRD#:361) SAN DIEGO, CA
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11/01/2017 - 09/01/2020 CETERA ADVISOR NETWORKS LLC (CRD#:13572) SAN DIEGO, CA
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07/17/2015 - 11/01/2017 GIRARD SECURITIES, INC. (CRD#:18697) SAN DIEGO, CA
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10/26/1998 - 06/05/2015 LPL FINANCIAL LLC (CRD#:6413) CARLSBAD, CA
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10/08/1998 - 06/05/2015 LPL FINANCIAL LLC (CRD#:6413) CARLSBAD, CA
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02/06/1995 - 10/12/1998 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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07/27/1992 - 02/23/1995 OPPENHEIMER & CO., INC. (CRD#:630) NEW YORK, NY
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09/19/1989 - 08/17/1992 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.