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JOHN CARL RUTLEDGE SR
JOHN CARL RUTLEDGE
CRD#: 1982916
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Investment Adviser
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Broker
HILLTOP SECURITIES INC.CRD#: 6220 8201 PRESTON RD.
SUITE 600
DALLAS, TX 75225
Registration History
19952000200520102015202020252 FIRMS2008 - 2009 (1 year)IAHILLTOP SECURITIES INC. (CRD# 6220)2017 - Present (7 years)BHILLTOP SECURITIES INC. (CRD# 6220)2016 - Present (9 years)BFIRST SOUTHWEST COMPANY, LLC (CRD# 316)2011 - 2016 (5 years)BTAMARACK DISTRIBUTORS INC. (CRD# 11181)2004 - 2008 (3 years)BQUASAR DISTRIBUTORS, LLC (CRD# 103848)2003 - 2004 (<1 year)BRBC DAIN RAUSCHER INC. (CRD# 31194)1998 - 2002 (4 years)BDAIN RAUSCHER INCORPORATED (CRD# 7600)1998 - 1998 (<1 year)BRAUSCHER PIERCE REFSNES, INC. (CRD# 6663)1993 - 1998 (4 years)BDONALDSON, LUFKIN & JENRETTE S... (CRD# 7560)1992 - 1993 (<1 year)
License(s)

State Registrations

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California 1/22/2016

B
Pennsylvania 1/22/2016

B
Colorado 1/22/2016

B
Texas 1/22/2016

B
Kansas 1/22/2016

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Texas 12/15/2017

B
Missouri 1/22/2016

B
Virgin Islands 1/4/2023

B
New Mexico 1/22/2016

B
Wisconsin 1/12/2023

SRO Registrations

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FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HILLTOP SECURITIES INC. (CRD#:6220)
8201 PRESTON RD. SUITE 600, DALLAS, TX 75225
Registered with this firm since 12/15/2017

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HILLTOP SECURITIES INC. (CRD#:6220)
8201 PRESTON RD. SUITE 600, DALLAS, TX 75225
Registered with this firm since 1/22/2016

Previous Registration(s)
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01/03/2011 - 01/22/2016 FIRST SOUTHWEST COMPANY, LLC (CRD#:316) Dallas, TX
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11/27/2008 - 10/15/2009 RBC CAPITAL MARKETS CORPORATION (CRD#:31194) DALLAS, TX
B
10/16/2008 - 10/15/2009 RBC CAPITAL MARKETS CORPORATION (CRD#:31194) DALLAS, TX
B
09/01/2004 - 08/13/2008 TAMARACK DISTRIBUTORS INC. (CRD#:11181) DALLAS, TX
B
08/15/2003 - 07/23/2004 QUASAR DISTRIBUTORS, LLC (CRD#:103848) PORTLAND, ME
B
03/02/1998 - 05/30/2002 RBC DAIN RAUSCHER INC. (CRD#:31194) NEW YORK, NY
B
01/02/1998 - 03/02/1998 DAIN RAUSCHER INCORPORATED (CRD#:7600)
B
03/11/1993 - 01/02/1998 RAUSCHER PIERCE REFSNES, INC. (CRD#:6663) DALLAS, TX
B
06/30/1992 - 01/29/1993 DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) JERSEY CITY, NJ
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Broker
IA
Investment Adviser
Disclosures
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