• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BRUCE KERLEE BROUSSARD
CRD#: 1982453
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1615 EDGEWATER DRIVE
SUITE 150
ORLANDO, FL 32804
CETERA ADVISOR NETWORKS LLCCRD#: 13572 1615 EDGEWATER DRIVE SUITE 150
ORLANDO, FL 32804
Registration History
199019952000200520102015202020253 FIRMS2001 - 2004 (2 years)2 FIRMS2004 - 2023 (19 years)2 FIRMS2023 - Present (1 year)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2001 - 2001 (<1 year)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)1999 - 2001 (1 year)BMONY SECURITIES CORPORATION (CRD# 4386)1995 - 1999 (4 years)BSUN INVESTMENT SERVICES COMPANY (CRD# 5496)1992 - 1995 (2 years)BNEW ENGLAND SECURITIES (CRD# 615)1989 - 1992 (3 years)
Disclosure(s)
View By:
11/17/2003
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Colorado 8/10/2023

B
Maryland 8/10/2023

B
Florida 7/11/2023

B
Massachusetts 8/10/2023

IA
Florida 7/17/2023

B
New Jersey 8/21/2023

B
Georgia 8/10/2023

B
New York 8/10/2023

B
Louisiana 8/10/2023

B
South Carolina 8/10/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1615 EDGEWATER DRIVE SUITE 150, ORLANDO, FL 32804
Registered with this firm since 7/17/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
1615 EDGEWATER DRIVE SUITE 150, ORLANDO, FL 32804
Indian Harbour Beach, FL
Registered with this firm since 7/11/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/08/2004 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) ORLANDO, FL
B
04/01/2004 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) ORLANDO, FL
IA
12/21/2001 - 03/23/2004 METLIFE SECURITIES INC. (CRD#:14251) ORLANDO, FL
B
12/14/2001 - 03/23/2004 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
12/14/2001 - 03/23/2004 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
B
03/13/2001 - 12/20/2001 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) OAKDALE, MN
B
04/19/1999 - 03/16/2001 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
B
02/27/1995 - 04/27/1999 MONY SECURITIES CORPORATION (CRD#:4386) NEW YORK, NY
B
10/26/1992 - 02/23/1995 SUN INVESTMENT SERVICES COMPANY (CRD#:5496) WELLESLEY HILLS, MA
B
09/26/1989 - 10/30/1992 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.