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LANCE T SPENCER
CRD#: 1981961
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Investment Adviser
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Previous Broker
SUMMIT GLOBAL INVESTMENTS, LLCCRD#: 157091 Mesa, AZ
Registration History
19901995200020052010201520202025IASUMMIT GLOBAL INVESTMENTS, LLC (CRD# 157091)2021 - Present (3 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2012 - 2020 (8 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2009 - 2012 (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)1989 - 2009 (19 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - 2020 (2 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2012 - 2018 (5 years)IASCHWAB PRIVATE CLIENT INVESTME... (CRD# 159035)2012 - 2012 (<1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2009 - 2011 (2 years)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2005 - 2009 (3 years)
License(s)

State Registrations

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Arizona 1/25/2022

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Idaho 5/2/2022

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California 3/2/2021

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Utah 3/2/2021

Current Registration(s)
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SUMMIT GLOBAL INVESTMENTS, LLC (CRD#:157091)
Mesa, AZ
Registered with this firm since 3/2/2021

Previous Registration(s)
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07/13/2018 - 11/10/2020 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) BOSTON, MA
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10/19/2012 - 11/06/2020 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) CHANDLER, AZ
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11/20/2012 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) CHANDLER, AZ
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01/03/2012 - 10/01/2012 SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. (CRD#:159035) PHOENIX, AZ
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11/17/2009 - 09/28/2012 CHARLES SCHWAB & CO., INC. (CRD#:5393) PHOENIX, AZ
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11/18/2009 - 12/31/2011 CHARLES SCHWAB & CO., INC. (CRD#:5393) PHOENIX, AZ
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09/16/2005 - 01/27/2009 STRATEGIC ADVISERS, INC. (CRD#:104555) MERRIMACK, NH
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08/29/1989 - 01/27/2009 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) MERRIMACK, NH
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Disclosures
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