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CRAIG ALAN SEVERIN
CRD#: 1980841
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Investment Adviser
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Previous Broker
RIA ADVISORSCRD#: 150661 11750 KATY FREEWAY
SUITE 840
HOUSTON, TX 77079
Registration History
199019952000200520102015202020252 FIRMS1999 - 2000 (<1 year)2 FIRMS2000 - 2009 (9 years)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2016 - 2018 (2 years)IARIA ADVISORS (CRD# 150661)2018 - Present (6 years)BBBVA SECURITIES INC. (CRD# 27060)2013 - 2016 (3 years)BBBVA COMPASS INVESTMENT SOLUTI... (CRD# 17086)2010 - 2013 (2 years)BCOMPASS BROKERAGE, INC. (CRD# 17086)1992 - 1999 (7 years)BGNA SECURITIES, INC. (CRD# 10465)1991 - 1992 (<1 year)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)1990 - 1991 (<1 year)BINVEST FINANCIAL CORPORATION (CRD# 12984)1989 - 1990 (<1 year)IABBVA WEALTH SOLUTIONS INC. (CRD# 110476)2010 - 2016 (5 years)IAST JOHNS WEALTH MANAGEMENT (CRD# 105564)2010 - 2010 (<1 year)
License(s)

State Registrations

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Texas 11/20/2018

Current Registration(s)
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RIA ADVISORS (CRD#:150661)
11750 KATY FREEWAY SUITE 840, HOUSTON, TX 77079
Registered with this firm since 11/20/2018

Previous Registration(s)
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08/08/2016 - 11/08/2018 LPL FINANCIAL LLC (CRD#:6413) HOUSTON, TX
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08/08/2016 - 11/08/2018 LPL FINANCIAL LLC (CRD#:6413) HOUSTON, TX
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10/15/2010 - 08/02/2016 BBVA WEALTH SOLUTIONS INC. (CRD#:110476) HOUSTON, TX
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05/16/2013 - 08/02/2016 BBVA SECURITIES INC. (CRD#:27060) HOUSTON, TX
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07/22/2010 - 05/16/2013 BBVA COMPASS INVESTMENT SOLUTIONS, INC (CRD#:17086) HOUSTON, TX
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07/26/2010 - 10/15/2010 ST JOHNS WEALTH MANAGEMENT (CRD#:105564) HOUSTON, TX
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12/04/2009 - 07/13/2010 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) HOUSTON, TX
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12/04/2009 - 07/13/2010 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) HOUSTON, TX
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03/22/2000 - 12/11/2009 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) HOUSTON, TX
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03/22/2000 - 12/11/2009 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) HOUSTON, TX
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12/17/1999 - 03/27/2000 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
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06/14/1999 - 03/16/2000 NORWEST INVESTMENT SERVICES, INC. (CRD#:16100) MINNEAPOLIS, MN
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04/22/1992 - 06/18/1999 COMPASS BROKERAGE, INC. (CRD#:17086) BIRMINGHAM, AL
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08/15/1991 - 03/05/1992 GNA SECURITIES, INC. (CRD#:10465) GLEN ALLEN, VA
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07/31/1990 - 04/22/1991 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
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09/19/1989 - 03/01/1990 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.