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Detailed Report
David Thomas Artmann
CRD#: 1980194
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 13221 SW 68TH PWKY
#460
TIGARD, OR 97223
CETERA INVESTMENT SERVICES LLCCRD#: 15340 13221 SW 68TH PKWY
#460
TIGARD, OR 97223
Registration History
19952000200520102015202020252 FIRMS2018 - 2019 (1 year)2 FIRMS2019 - Present (5 years)BARCADIA INVESTMENT CORPORATION (CRD# 37448)2003 - 2016 (12 years)BPRIVATE CONSULTING GROUP, INC. (CRD# 45053)2001 - 2001 (<1 year)BNFP SECURITIES, INC. (CRD# 42046)2000 - 2000 (<1 year)BPRIVATE CONSULTING GROUP, INC. (CRD# 45053)1999 - 2000 (1 year)BAEGIS INVESTMENTS, INC. (CRD# 16033)1993 - 1998 (5 years)
License(s)

State Registrations

B
Oregon 8/21/2019
IA
Oregon 8/21/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
13221 SW 68TH PKWY #460, TIGARD, OR 97223
LAKE OSWEGO, OR
Registered with this firm since 8/21/2019
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
13221 SW 68TH PWKY #460, TIGARD, OR 97223
LAKE OSWEGO, OR
Registered with this firm since 8/21/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/25/2018 - 06/20/2019 FORESTERS ADVISORY SERVICES, LLC (CRD#:164663) Beaverton, OR
B
 01/03/2018 - 06/20/2019 FORESTERS FINANCIAL SERVICES, INC. (CRD#:305) BEAVERTON, OR
B
 07/29/2003 - 01/07/2016 ARCADIA INVESTMENT CORPORATION (CRD#:37448) PORTLAND, OR
B
 01/02/2001 - 12/19/2001 PRIVATE CONSULTING GROUP, INC. (CRD#:45053) PORTLAND, OR
B
 07/10/2000 - 12/31/2000 NFP SECURITIES, INC. (CRD#:42046) AUSTIN, TX
B
 07/07/1999 - 07/10/2000 PRIVATE CONSULTING GROUP, INC. (CRD#:45053) PORTLAND, OR
B
 02/08/1993 - 09/29/1998 AEGIS INVESTMENTS, INC. (CRD#:16033) ST LOUIS PARK, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.