MARIE CALDERA - Investment Adviser at NEXT FINANCIAL GROUP, INC.

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Detailed ReportReport

MARIE CALDERA

MARIAELENA CALDERA, MARIE CONTRERAS

CRD#: 1980184

Investment Adviser

Broker

NEXT FINANCIAL GROUP, INC.CRD#: 46214

455 BUENA VISTA AVE
SAN LUIS OBISPO, CA 93405

Disclosures

Disclosures

0 Disclosures

Registration History

License(s)

State Registrations

California 1/3/2000

Utah 11/27/2024

California 6/25/2002

Washington 3/10/2022

Oregon 1/3/2017

SRO Registrations

FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

NEXT FINANCIAL GROUP, INC. (CRD#:46214)

455 BUENA VISTA AVE, SAN LUIS OBISPO, CA 93405

Registered with this firm since 6/25/2002

NEXT FINANCIAL GROUP, INC. (CRD#:46214)

455 BUENA VISTA AVE, SAN LUIS OBISPO, CA 93405

Registered with this firm since 1/3/2000

Previous Registration(s)

th hidden text	th hidden text	Name	Location
IA	09/05/2002 - 10/06/2003	PAGEONE FINANCIAL, INC. (CRD#:105340)	NIPOMA, CA
B	04/08/1992 - 12/31/1999	ADVANTAGE CAPITAL CORPORATION (CRD#:146)	ATLANTA, GA
B	01/09/1991 - 04/14/1992	PROTECTIVE EQUITY SERVICES, INC. (CRD#:15708)	BIRMINGHAM, AL
B	01/22/1990 - 07/10/1990	MONY SECURITIES CORP. (CRD#:4386)	NEW YORK, NY

PAGEONE FINANCIAL, INC. (CRD#:105340)

NIPOMA, CA

09/05/2002 - 10/06/2003

ADVANTAGE CAPITAL CORPORATION (CRD#:146)

ATLANTA, GA

04/08/1992 - 12/31/1999

PROTECTIVE EQUITY SERVICES, INC. (CRD#:15708)

BIRMINGHAM, AL

01/09/1991 - 04/14/1992

MONY SECURITIES CORP. (CRD#:4386)

NEW YORK, NY

01/22/1990 - 07/10/1990

For additional information about investment advisers or broker-dealers, please visit

www.investor.gov

Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.