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JONATHAN FARRELL BRAATZ
CRD#: 1979516
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 3280 Peachtree Road North East
Suite1600
Atlanta, GA 30305
Registration History
199019952000200520102015202020252 FIRMS2000 - 2007 (7 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BJ.C. BRADFORD & CO. (CRD# 1287)1994 - 2000 (5 years)BTHE ROBINSON-HUMPHREY COMPANY INC. (CRD# 723)1990 - 1994 (4 years)BLEHMAN BROTHERS INC. (CRD# 7506)1990 - 1990 (<1 year)BTHE STUART-JAMES COMPANY, INCO... (CRD# 11691)1989 - 1989 (<1 year)
License(s)

State Registrations

B
Alabama 6/1/2009

B
Nebraska 3/19/2010

B
Alaska 3/19/2010

B
Nevada 3/19/2010

B
Arizona 6/1/2009

B
New Hampshire 6/1/2009

B
Arkansas 3/19/2010

B
New Jersey 6/1/2009

B
California 6/1/2009

B
New Mexico 3/19/2010

B
Colorado 6/1/2009

B
New York 6/1/2009

B
Connecticut 6/1/2009

B
North Carolina 6/1/2009

B
Delaware 6/1/2009

B
North Dakota 3/19/2010

B
District of Columbia 6/1/2009

B
Ohio 6/1/2009

B
Florida 6/1/2009

B
Oklahoma 6/1/2009

B
Georgia 6/1/2009

B
Oregon 6/1/2009

IA
Georgia 6/1/2009

B
Pennsylvania 6/1/2009

B
Hawaii 3/19/2010

B
Puerto Rico 3/19/2010

B
Idaho 3/19/2010

B
Rhode Island 6/1/2009

B
Illinois 6/1/2009

B
South Carolina 6/1/2009

B
Indiana 6/1/2009

B
South Dakota 6/1/2009

B
Iowa 6/1/2009

B
Tennessee 6/1/2009

B
Kansas 6/1/2009

B
Texas 6/1/2009

B
Kentucky 6/1/2009

IA
Texas 6/1/2009

B
Louisiana 6/1/2009

B
Utah 3/19/2010

B
Maine 6/1/2009

B
Vermont 6/1/2009

B
Maryland 6/1/2009

B
Virgin Islands 3/19/2010

B
Massachusetts 6/1/2009

B
Virginia 6/1/2009

B
Michigan 3/19/2010

B
Washington 3/19/2010

B
Minnesota 3/19/2010

B
West Virginia 3/19/2010

B
Mississippi 6/1/2009

B
Wisconsin 6/1/2009

B
Missouri 6/1/2009

B
Wyoming 3/19/2010

B
Montana 3/19/2010

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
3280 Peachtree Road North East Suite1600, Atlanta, GA 30305
Registered with this firm since 6/1/2009

B
MORGAN STANLEY (CRD#:149777)
3280 Peachtree Road North East Suite1600, Atlanta, GA 30305
Registered with this firm since 6/1/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/06/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ATLANTA, GA
B
06/29/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ATLANTA, GA
IA
06/26/2000 - 07/03/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) ATLANTA, GA
B
06/01/2000 - 07/03/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) ATLANTA, GA
B
12/08/1994 - 06/10/2000 J.C. BRADFORD & CO. (CRD#:1287) NEW YORK, NY
B
10/02/1990 - 12/13/1994 THE ROBINSON-HUMPHREY COMPANY INC. (CRD#:723) ATLANTA, GA
B
01/01/1990 - 10/18/1990 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
08/22/1989 - 12/18/1989 THE STUART-JAMES COMPANY, INCORPORATED (CRD#:11691) DENVER, CO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.